The Filings Report

Stifel Financial Corp. insider trading

SFfinancial statementsForm 4 filings on EDGAR175 transactions since Nov 9, 2024

From August 12, 2026 to November 9, 2026, 0 insiders at Stifel Financial Corp. bought $0 of stock in the open market, and 0 sold $0. Officers and directors accounted for $0 of purchases and $0 of sales. The last reported transaction was an open-market sale by Brown Maryam S. on July 23, 2026.

The answer card and chart use the same period. Change the range above the chart to update both. Form 4 filings through July 27, 2026; awards, option exercises, tax withholding and gifts are excluded from these totals.

Stock price and insider activity

Daily price candles with insider purchases and sales directly beneath them on the same timeline. Bars show individual days; totals sum all days in the selected period.

SF daily priceSplit-adjusted prices in US dollars

Bought $0Sold $0Aug 12, 2026 – Nov 9, 2026

Nov 6, 2026O $71.06 · H $72.27 · L $70.81 · C $71.35Bought $0 (0)Sold $0 (0)
$64$70$76$82$872026-08-12: open $84.52, high $85.20, low $84.09, close $84.942026-08-13: open $85.89, high $86.04, low $84.25, close $85.682026-08-14: open $85.77, high $86.19, low $85.23, close $85.622026-08-17: open $85.24, high $85.96, low $83.92, close $83.992026-08-18: open $84.02, high $84.65, low $83.23, close $83.732026-08-19: open $84.15, high $84.54, low $82.60, close $82.722026-08-20: open $82.65, high $82.82, low $79.83, close $79.882026-08-21: open $80.64, high $81.70, low $80.61, close $80.962026-08-24: open $80.96, high $82.16, low $80.47, close $80.802026-08-25: open $80.93, high $81.12, low $79.57, close $79.582026-08-26: open $79.49, high $81.15, low $78.53, close $80.772026-08-27: open $80.41, high $81.21, low $80.02, close $80.812026-08-28: open $81.04, high $81.66, low $80.79, close $81.292026-08-31: open $81.05, high $81.23, low $80.64, close $80.782026-09-01: open $79.79, high $81.04, low $78.69, close $78.842026-09-02: open $78.85, high $81.71, low $78.85, close $80.012026-09-03: open $80.95, high $82.31, low $80.74, close $82.282026-09-04: open $81.79, high $82.10, low $80.78, close $81.492026-09-08: open $81.02, high $82.05, low $79.86, close $80.762026-09-09: open $80.43, high $80.72, low $79.39, close $80.652026-09-10: open $80.71, high $80.99, low $79.61, close $79.692026-09-11: open $79.21, high $80.72, low $78.85, close $79.762026-09-14: open $79.53, high $79.73, low $77.62, close $77.972026-09-15: open $77.50, high $78.18, low $76.39, close $76.822026-09-16: open $76.70, high $77.15, low $74.16, close $75.582026-09-17: open $76.43, high $76.51, low $74.86, close $75.512026-09-18: open $75.26, high $76.02, low $74.29, close $75.792026-09-21: open $75.95, high $77.03, low $75.61, close $75.722026-09-22: open $75.97, high $75.97, low $71.99, close $73.182026-09-23: open $72.84, high $73.78, low $71.82, close $71.932026-09-24: open $71.76, high $72.07, low $69.48, close $69.912026-09-25: open $70.14, high $70.91, low $68.82, close $70.352026-09-28: open $70.09, high $70.44, low $69.28, close $70.412026-09-29: open $70.21, high $70.83, low $69.39, close $69.702026-09-30: open $69.48, high $70.62, low $69.09, close $70.042026-10-01: open $69.66, high $70.75, low $68.82, close $70.342026-10-02: open $70.42, high $70.61, low $69.50, close $70.282026-10-05: open $70.31, high $71.18, low $69.16, close $70.632026-10-06: open $70.76, high $71.29, low $70.07, close $70.122026-10-07: open $70.23, high $70.23, low $68.31, close $69.712026-10-08: open $69.01, high $70.29, low $69.01, close $70.112026-10-09: open $70.12, high $70.63, low $69.65, close $70.342026-10-12: open $70.23, high $70.72, low $69.82, close $70.042026-10-13: open $70.58, high $70.58, low $68.74, close $69.702026-10-14: open $68.86, high $69.24, low $66.91, close $67.802026-10-15: open $67.95, high $68.72, low $66.89, close $68.692026-10-16: open $69.11, high $69.38, low $67.05, close $67.562026-10-19: open $68.98, high $68.98, low $65.98, close $66.062026-10-20: open $65.87, high $66.98, low $65.68, close $66.832026-10-21: open $66.18, high $67.37, low $65.63, close $66.412026-10-22: open $65.40, high $67.85, low $65.40, close $67.852026-10-23: open $66.68, high $67.42, low $66.36, close $66.682026-10-26: open $67.28, high $67.82, low $66.34, close $66.522026-10-27: open $67.19, high $67.55, low $66.63, close $67.142026-10-28: open $67.28, high $67.28, low $65.79, close $66.882026-10-29: open $67.69, high $68.54, low $67.37, close $68.362026-10-30: open $67.98, high $68.16, low $66.03, close $66.692026-11-02: open $67.38, high $68.88, low $67.21, close $68.672026-11-03: open $68.81, high $69.20, low $67.91, close $68.642026-11-04: open $70.53, high $73.35, low $70.16, close $72.942026-11-05: open $74.22, high $74.84, low $70.51, close $71.852026-11-06: open $71.06, high $72.27, low $70.81, close $71.35Insider purchases / sales · USD$0No open-market purchases or sales in this period.Aug 12Sep 2Sep 25Oct 16Nov 6

purchases above zero; sales below. Both use the transaction date and the same dollar scale. Hover, tap, or use arrow keys to inspect a date. Awards, exercises, tax withholding and gifts are excluded.

Dates with prices or insider activity are spaced evenly; empty weekends and holidays are omitted. Prices through Nov 6, 2026. Insider data through Nov 9, 2026. Prices are adjusted for splits; transaction values are reported dollars.

Every transaction

175 transactions from November 9, 2024 to November 9, 2026, newest first. Open-market purchases and sales are coloured; awards, exercises, tax withholding and gifts are grey and not counted.

TradedInsiderRoleTransactionSharesPriceValueHeld afterFiled
Jul 23, 2026Brown Maryam S.Directoropen-market sale2,500$79.25$198K7,929Jul 27, 2026
Jul 23, 2026Brown Maryam S.Directoropen-market sale2,200$79.14$174K5,729Jul 27, 2026
Jun 4, 2026Brown Michael WDirectoroption exercise2,812$0.00—103,264Jun 8, 2026
Jun 4, 2026Zimmerman Michael JDirectoroption exercise2,812$0.00—71,562Jun 8, 2026
Jun 4, 2026Markus Maura A.Directoroption exercise2,812$0.00—44,688Jun 8, 2026
Jun 4, 2026Peacock David ADirectoroption exerciseindirect2,812$0.00—13,764Jun 8, 2026
Jun 4, 2026Berlew Adam T.Directoroption exercise2,812$0.00—24,475Jun 8, 2026
Jun 4, 2026Kavanaugh James P.Directoroption exercise2,812$0.00—13,626Jun 8, 2026
Jun 4, 2026Brown Maryam S.Directoroption exercise2,812$0.00—10,429Jun 8, 2026
Jun 4, 2026Carnoy Lisa LandauDirectoroption exercise2,812$0.00—10,611Jun 8, 2026
Mar 9, 2026Raymond Charles Bradford—tax withholding29,443$73.05$2M88,337Mar 11, 2026
Mar 9, 2026Raymond Charles Bradford—option exercise53,241$0.00—117,780Mar 11, 2026
Feb 18, 2026Kruszewski Ronald JChief Executive Officer, Directoroption exercise73,963$0.00—1MFeb 20, 2026
Feb 18, 2026Kruszewski Ronald JChief Executive Officer, Directortax withholding32,581$120.49$4M1MFeb 20, 2026
Feb 18, 2026Sliney David DChief Operating Officertax withholding4,887$120.49$589K169,940Feb 20, 2026
Feb 18, 2026Sliney David DChief Operating Officeroption exercise11,094$0.00—174,827Feb 20, 2026
Feb 18, 2026Michaud Thomas B.Senior Vice Presidenttax withholding7,983$120.49$962K86,490Feb 20, 2026
Feb 18, 2026Michaud Thomas B.Senior Vice Presidentoption exercise16,179$0.00—94,473Feb 20, 2026
Feb 18, 2026Zemlyak James MPresidentoption exercise31,434$0.00—1MFeb 20, 2026
Feb 18, 2026Zemlyak James MPresidenttax withholding13,847$120.49$2M1MFeb 20, 2026
Feb 18, 2026Nesi VictorDirectoroption exercise36,981$0.00—183,926Feb 20, 2026
Feb 18, 2026Nesi VictorDirectortax withholding18,879$120.49$2M165,047Feb 20, 2026
Feb 18, 2026Fisher Mark PSenior VP & General Counseltax withholding4,241$120.49$511K54,651Feb 20, 2026
Feb 18, 2026Fisher Mark PSenior VP & General Counseloption exercise7,859$0.00—58,892Feb 20, 2026
Feb 18, 2026Reichert Christopher KCEO of Stifel Bank & Trusttax withholdingindirect3,261$120.49$393K59,480Feb 20, 2026
Feb 18, 2026Reichert Christopher KCEO of Stifel Bank & Trustoption exerciseindirect7,396$0.00—62,741Feb 20, 2026
Feb 18, 2026Marischen James MChief Financial Officertax withholding3,463$120.49$417K75,030Feb 20, 2026
Feb 18, 2026Marischen James MChief Financial Officeroption exercise7,859$0.00—78,493Feb 20, 2026
Feb 18, 2026Weisel Thomas WDirectoroption exercise4,623$0.00—14,564Feb 20, 2026
Feb 18, 2026Weisel Thomas WDirectortax withholding1,693$120.49$204K12,871Feb 20, 2026
Feb 2, 2026Rubulotta David—open-market sale400$124.31$50K992Feb 4, 2026
Jan 30, 2026Weisel Thomas WDirectoroption exercise628$0.00—10,201Feb 3, 2026
Jan 30, 2026Weisel Thomas WDirectortax withholding260$126.24$33K9,941Feb 3, 2026
Jan 30, 2026Marischen James MChief Financial Officertax withholding691$126.24$87K70,634Feb 3, 2026
Jan 30, 2026Marischen James MChief Financial Officeroption exercise1,568$0.00—71,325Feb 3, 2026
Jan 30, 2026Reichert Christopher KCEO of Stifel Bank & Trusttax withholdingindirect694$126.24$88K55,345Feb 3, 2026
Jan 30, 2026Reichert Christopher KCEO of Stifel Bank & Trustoption exerciseindirect1,568$0.00—56,039Feb 3, 2026
Jan 30, 2026Fisher Mark PSenior VP & General Counseltax withholding931$126.24$118K51,033Feb 3, 2026
Jan 30, 2026Fisher Mark PSenior VP & General Counseloption exercise1,725$0.00—51,964Feb 3, 2026
Jan 30, 2026Sliney David DChief Operating Officeroption exercise2,258$0.00—164,728Feb 3, 2026
Jan 30, 2026Sliney David DChief Operating Officertax withholding995$126.24$126K163,733Feb 3, 2026
Jan 30, 2026Nesi VictorDirectoroption exercise6,898$0.00—150,467Feb 3, 2026
Jan 30, 2026Nesi VictorDirectortax withholding3,522$126.24$445K146,945Feb 3, 2026
Jan 30, 2026Kruszewski Ronald JChief Executive Officer, Directoroption exercise12,542$0.00—1MFeb 3, 2026
Jan 30, 2026Kruszewski Ronald JChief Executive Officer, Directortax withholding5,525$126.24$697K1MFeb 3, 2026
Jan 30, 2026Michaud Thomas B.Senior Vice Presidenttax withholding1,315$126.24$166K78,294Feb 3, 2026
Jan 30, 2026Michaud Thomas B.Senior Vice Presidentoption exercise2,665$0.00—79,609Feb 3, 2026
Jan 30, 2026Zemlyak James MPresidentoption exercise5,644$0.00—1MFeb 2, 2026
Jan 30, 2026Zemlyak James MPresidenttax withholding2,487$126.24$314K1MFeb 2, 2026
Jan 29, 2026Zemlyak James MPresidentopen-market saleindirect9$123.90$1K7,072Feb 2, 2026

Who the insiders are

Everyone who reported a transaction since November 9, 2024, by open-market value over twelve months. Shares held are after the insider’s latest directly held transaction.

InsiderRoleLast transactionKindShares heldBought, 12 monthsSold, 12 monthsSales under a plan
Brown Maryam S.DirectorJul 23, 2026open-market sale7,929—$372K (2)0 of 2
Rubulotta David—Feb 2, 2026open-market sale992—$50K (1)0 of 1
Zemlyak James MPresidentFeb 18, 2026option exercise1M—$1K (1)0 of 1
Kruszewski Ronald JChief Executive Officer, DirectorFeb 18, 2026option exercise1M———
Nesi VictorCo-President, DirectorFeb 18, 2026option exercise183,926———
Sliney David DChief Operating OfficerFeb 18, 2026tax withholding169,940———
Marischen James MChief Financial OfficerFeb 18, 2026tax withholding75,030———
Michaud Thomas B.Senior Vice PresidentFeb 18, 2026tax withholding86,490———
Fisher Mark PSenior VP & General CounselFeb 18, 2026tax withholding54,651———
Reichert Christopher KCEO of Stifel Bank & TrustFeb 18, 2026tax withholding————
Weisel Thomas WDirectorFeb 18, 2026option exercise14,564———
Raymond Charles Bradford—Mar 9, 2026tax withholding88,337———
Zimmerman Michael JDirectorJun 4, 2026option exercise71,562———
Peacock David ADirectorJun 4, 2026option exercise————
Brown Michael WDirectorJun 4, 2026option exercise103,264———
Markus Maura A.DirectorJun 4, 2026option exercise44,688———
Berlew Adam T.DirectorJun 4, 2026option exercise24,475———
Kavanaugh James P.DirectorJun 4, 2026option exercise13,626———
Carnoy Lisa LandauDirectorJun 4, 2026option exercise10,611———
McDuffie Brantley—Jan 13, 2026option exercise2,094———
Ludeman Daniel J.DirectorMar 9, 2025option exercise14,442———

Questions

Are Stifel Financial Corp. insiders buying or selling?

Over the twelve months to November 9, 2026, 3 insiders at Stifel Financial Corp. sold $423K of stock in the open market ($373K by officers and directors), and no insider bought. Net, insiders sold $423K. Only open-market purchases and sales are counted.

Who sold the most Stifel Financial Corp. stock in the last year?

Brown Maryam S. (Director) sold $372K in 2 open-market sales over the twelve months to November 9, 2026.

Do Stifel Financial Corp. executives sell under 10b5-1 plans?

0 of the 4 open-market sales in the last twelve months (0%) were reported as made under a Rule 10b5-1 trading plan, set up in advance. A sale under a plan is still counted as a sale.

What counts as insider buying here?

Only open-market purchases (Form 4 code P) and sales (code S) by officers, directors and 10% owners. Stock awards, option exercises, shares withheld for tax and gifts are listed in the table but never counted as buying or selling.

More on Stifel Financial Corp.

From Form 4, 4/A and 5 filings with the SEC. A record of insider transactions, not a recommendation.