The Filings Report

Rocket Companies, Inc. insider trading

RKTfinancial statementsForm 4 filings on EDGAR179 transactions since Nov 1, 2024

From August 4, 2026 to November 1, 2026, 0 insiders at Rocket Companies, Inc. bought $0 of stock in the open market, and 1 sold $6M. Officers and directors accounted for $0 of purchases and $6M of sales. The last reported transaction was a tax withholding by Mildenhall Jonathan on October 7, 2026.

The answer card and chart use the same period. Change the range above the chart to update both. Form 4 filings through October 8, 2026; awards, option exercises, tax withholding and gifts are excluded from these totals.

Stock price and insider activity

Daily price candles with insider purchases and sales directly beneath them on the same timeline. Bars show individual days; totals sum all days in the selected period.

RKT daily priceSplit-adjusted prices in US dollars

Bought $0Sold $6MAug 4, 2026 – Nov 1, 2026

Oct 30, 2026O $12.57 · H $12.85 · L $12.26 · C $12.80Bought $0 (0)Sold $0 (0)
$9.88$11$13$14$152026-08-04: open $13.90, high $14.39, low $13.90, close $14.112026-08-05: open $14.00, high $14.28, low $13.74, close $13.862026-08-06: open $13.50, high $13.52, low $13.02, close $13.222026-08-07: open $14.23, high $14.28, low $13.13, close $13.722026-08-10: open $13.41, high $14.00, low $13.29, close $13.762026-08-11: open $13.77, high $14.39, low $13.64, close $14.322026-08-12: open $14.65, high $14.65, low $13.75, close $14.052026-08-13: open $14.30, high $15.18, low $14.26, close $15.042026-08-14: open $15.03, high $15.09, low $14.66, close $14.762026-08-17: open $14.53, high $14.80, low $14.30, close $14.502026-08-18: open $14.20, high $14.32, low $13.98, close $13.992026-08-19: open $14.85, high $15.09, low $14.53, close $14.632026-08-20: open $14.29, high $14.48, low $13.90, close $14.062026-08-21: open $14.24, high $14.25, low $13.72, close $13.932026-08-24: open $13.92, high $14.11, low $13.80, close $14.092026-08-25: open $14.38, high $14.40, low $13.87, close $14.302026-08-26: open $14.09, high $14.29, low $13.80, close $13.902026-08-27: open $13.84, high $14.32, low $13.78, close $14.242026-08-28: open $14.23, high $14.55, low $13.75, close $13.772026-08-31: open $13.50, high $13.54, low $13.25, close $13.412026-09-01: open $13.10, high $13.51, low $12.95, close $13.032026-09-02: open $13.04, high $13.77, low $13.01, close $13.562026-09-03: open $13.95, high $14.35, low $13.82, close $14.222026-09-04: open $13.86, high $14.14, low $13.65, close $14.062026-09-08: open $13.95, high $14.09, low $13.80, close $13.812026-09-09: open $13.65, high $13.79, low $13.39, close $13.432026-09-10: open $13.00, high $13.29, low $12.96, close $13.192026-09-11: open $13.51, high $13.73, low $13.14, close $13.182026-09-14: open $13.00, high $13.83, low $12.98, close $13.442026-09-15: open $13.25, high $13.36, low $12.92, close $13.192026-09-16: open $13.24, high $13.35, low $12.70, close $12.952026-09-17: open $13.36, high $13.45, low $12.38, close $12.572026-09-18: open $12.49, high $12.68, low $12.26, close $12.292026-09-21: open $12.57, high $12.59, low $12.13, close $12.362026-09-22: open $12.75, high $12.84, low $12.55, close $12.742026-09-23: open $12.53, high $12.57, low $12.11, close $12.152026-09-24: open $12.07, high $12.15, low $11.48, close $11.932026-09-25: open $11.98, high $12.29, low $11.89, close $12.172026-09-28: open $11.85, high $11.87, low $11.38, close $11.642026-09-29: open $11.94, high $12.07, low $11.62, close $11.692026-09-30: open $11.80, high $11.92, low $11.50, close $11.512026-10-01: open $11.42, high $12.04, low $11.25, close $11.972026-10-02: open $12.66, high $12.66, low $11.67, close $11.702026-10-05: open $11.49, high $11.77, low $11.46, close $11.682026-10-06: open $11.73, high $11.90, low $11.52, close $11.592026-10-07: open $11.09, high $11.47, low $10.99, close $11.442026-10-08: open $11.25, high $11.82, low $11.17, close $11.762026-10-09: open $11.71, high $11.72, low $11.30, close $11.482026-10-12: open $11.33, high $11.39, low $10.78, close $10.872026-10-13: open $10.95, high $11.24, low $10.82, close $10.832026-10-14: open $10.54, high $10.67, low $10.18, close $10.532026-10-15: open $10.97, high $11.26, low $10.88, close $11.072026-10-16: open $11.10, high $11.19, low $10.67, close $10.782026-10-19: open $10.81, high $10.86, low $10.60, close $10.712026-10-20: open $10.79, high $11.48, low $10.71, close $11.252026-10-21: open $11.45, high $11.52, low $11.09, close $11.112026-10-22: open $11.18, high $11.99, low $11.18, close $11.742026-10-23: open $11.59, high $11.76, low $11.38, close $11.732026-10-26: open $11.57, high $11.68, low $11.36, close $11.492026-10-27: open $11.56, high $11.93, low $11.41, close $11.842026-10-28: open $11.81, high $11.86, low $11.36, close $11.572026-10-29: open $11.65, high $12.15, low $11.58, close $11.922026-10-30: open $12.57, high $12.85, low $12.26, close $12.80Insider purchases / sales · USD$5M$0−$5M2026-09-15: 0 purchases ($0), 1 sales ($3M)2026-10-01: 0 purchases ($0), 1 sales ($2M)2026-10-02: 0 purchases ($0), 1 sales ($1M)Aug 4Aug 26Sep 17Oct 9Oct 30

purchases above zero; sales below. Both use the transaction date and the same dollar scale. Hover, tap, or use arrow keys to inspect a date. Awards, exercises, tax withholding and gifts are excluded.

Dates with prices or insider activity are spaced evenly; empty weekends and holidays are omitted. Prices through Oct 30, 2026. Insider data through Nov 1, 2026. Prices are adjusted for splits; transaction values are reported dollars.

Every transaction

179 transactions from November 1, 2024 to November 1, 2026, newest first. Open-market purchases and sales are coloured; awards, exercises, tax withholding and gifts are grey and not counted.

TradedInsiderRoleTransactionSharesPriceValueHeld afterFiled
Oct 7, 2026Mildenhall JonathanChief Marketing Officertax withholding12,860$11.59$149K795,797Oct 8, 2026
Oct 7, 2026Malhotra ShawnChief Technology Officertax withholding13,751$11.59$159K853,590Oct 8, 2026
Oct 7, 2026Banfield William D.Chief Business Officertax withholding8,056$11.59$93K4MOct 8, 2026
Oct 7, 2026Lovier Heather M.Chief Operating Officertax withholding8,056$11.59$93K2MOct 8, 2026
Oct 7, 2026Edwards Noah A.Chief Accounting Officertax withholding2,302$11.59$27K154,311Oct 8, 2026
Oct 7, 2026Brown Brian NicholasPresident & Chief Fin Officertax withholding16,112$11.59$187K2MOct 8, 2026
Oct 2, 2026Bray Jesse KPres & CEO, Rocket Mortgage, Directoropen-market sale10b5-1indirect92,300$12.39$1M8MOct 5, 2026
Oct 1, 2026Bray Jesse KPres & CEO, Rocket Mortgage, Directortax withholding57,200$11.51$658K8MOct 2, 2026
Oct 1, 2026Bray Jesse KPres & CEO, Rocket Mortgage, Directoropen-market sale10b5-1indirect132,700$12.01$2M8MOct 2, 2026
Sep 15, 2026Bray Jesse KPres & CEO, Rocket Mortgage, Directoropen-market sale10b5-1indirect225,000$13.11$3M8MSep 16, 2026
Sep 8, 2026Brown Brian NicholasPresident & Chief Fin Officertax withholding14,675$14.06$206K2MSep 9, 2026
Sep 8, 2026Krishna VarunChief Executive Officer, Directortax withholding58,259$14.06$819K2MSep 9, 2026
Sep 7, 2026Banfield William D.Chief Business Officertax withholding61,315$14.06$862K4MSep 9, 2026
Sep 7, 2026Edwards Noah A.Chief Accounting Officertax withholding12,009$14.06$169K156,613Sep 9, 2026
Sep 7, 2026Brown Brian NicholasPresident & Chief Fin Officertax withholding44,042$14.06$619K2MSep 9, 2026
Sep 7, 2026Malhotra ShawnChief Technology Officertax withholding37,930$14.06$533K867,341Sep 9, 2026
Sep 7, 2026Bray Jesse KPres & CEO, Rocket Mortgage, Directortax withholding29,279$14.06$412K8MSep 9, 2026
Sep 7, 2026Lovier Heather M.Chief Operating Officertax withholding61,669$14.06$867K2MSep 9, 2026
Sep 7, 2026Krishna VarunChief Executive Officer, Directortax withholding126,999$14.06$2M2MSep 9, 2026
Sep 7, 2026Rizik MatthewDirectoroption exercise14,796——2MSep 9, 2026
Sep 7, 2026Rizik MatthewDirectorother14,796$14.06$208K2MSep 9, 2026
Sep 7, 2026Mildenhall JonathanChief Marketing Officertax withholding80,287$14.06$1M808,657Sep 9, 2026
Aug 17, 2026Watterson SarahDirectoraward14,566$0.00—14,566Aug 17, 2026
Jun 10, 2026Shank Suzanne F.Directoraward16,312$0.00—119,558Jun 11, 2026
Jun 10, 2026Olson TagarDirectoraward11,255$0.00—289,595Jun 11, 2026
Jun 10, 2026Mariner Jonathan DDirectoraward16,312$0.00—102,300Jun 11, 2026
Jun 10, 2026Rampell AlastairDirectoraward16,312$0.00—54,639Jun 11, 2026
Jun 7, 2026Rizik MatthewDirectoroption exercise12,261——1MJun 8, 2026
Jun 7, 2026Rizik MatthewDirectorother12,261$12.65$155K1MJun 8, 2026
May 6, 2026Malhotra ShawnChief Technology Officertax withholding52,484$14.09$740K905,271May 7, 2026
Apr 7, 2026Brown Brian NicholasPresident & Chief Fin Officertax withholding16,112$15.03$242K1MApr 8, 2026
Apr 7, 2026Lovier Heather M.Chief Operating Officertax withholding8,056$15.03$121K907,295Apr 8, 2026
Apr 7, 2026Edwards Noah A.Chief Accounting Officertax withholding2,302$15.03$35K168,622Apr 8, 2026
Apr 7, 2026Malhotra ShawnChief Technology Officertax withholding13,751$15.03$207K957,755Apr 8, 2026
Apr 7, 2026Mildenhall JonathanChief Marketing Officertax withholding12,860$15.03$193K888,944Apr 8, 2026
Apr 7, 2026Banfield William D.Chief Business Officertax withholding8,056$15.03$121K901,884Apr 8, 2026
Apr 1, 2026Bray Jesse KPres & CEO, Rocket Mortgage, Directortax withholding57,200$14.25$815K8MApr 2, 2026
Mar 11, 2026Bray Jesse KPres & CEO, Rocket Mortgage, Directorgiftindirect30,100$0.00—7MMar 13, 2026
Mar 11, 2026Bray Jesse KPres & CEO, Rocket Mortgage, Directorgiftindirect62,960$0.00—7MMar 13, 2026
Mar 8, 2026Brown Brian NicholasPresident & Chief Fin Officertax withholding14,675$14.95$219K1MMar 10, 2026
Mar 8, 2026Krishna VarunChief Executive Officer, Directortax withholding58,259$14.95$871K2MMar 10, 2026
Mar 7, 2026Rizik MatthewDirectorother14,796$14.95$221K1MMar 10, 2026
Mar 7, 2026Rizik MatthewDirectoroption exercise14,796——1MMar 10, 2026
Mar 7, 2026Malhotra ShawnChief Technology Officeraward250,836$0.00—987,229Mar 10, 2026
Mar 7, 2026Malhotra ShawnChief Technology Officertax withholding15,723$14.95$235K971,506Mar 10, 2026
Mar 7, 2026Brown Brian NicholasPresident & Chief Fin Officertax withholding16,572$14.95$248K1MMar 10, 2026
Mar 7, 2026Brown Brian NicholasPresident & Chief Fin Officeraward367,892$0.00—1MMar 10, 2026
Mar 7, 2026Krishna VarunChief Executive Officer, Directoraward1M$0.00—2MMar 10, 2026
Mar 7, 2026Krishna VarunChief Executive Officer, Directortax withholding52,082$14.95$779K2MMar 10, 2026
Mar 7, 2026Banfield William D.Chief Business Officeraward234,113$0.00—953,993Mar 10, 2026

Who the insiders are

Everyone who reported a transaction since November 1, 2024, by open-market value over twelve months. Shares held are after the insider’s latest directly held transaction.

InsiderRoleLast transactionKindShares heldBought, 12 monthsSold, 12 monthsSales under a plan
Bray Jesse KPres & CEO, Rocket Mortgage, DirectorOct 2, 2026open-market sale8M—$6M (3)3 of 3
Rizik MatthewDirectorSep 7, 2026option exercise2M—$2M (42)42 of 42
Brown Brian NicholasPresident & Chief Fin OfficerOct 7, 2026tax withholding2M———
Malhotra ShawnChief Technology OfficerOct 7, 2026tax withholding853,590———
Lovier Heather M.Chief Operating OfficerOct 7, 2026tax withholding2M———
Banfield William D.Chief Business OfficerOct 7, 2026tax withholding4M———
Mildenhall JonathanChief Marketing OfficerOct 7, 2026tax withholding795,797———
Edwards Noah A.Chief Accounting OfficerOct 7, 2026tax withholding154,311———
Krishna VarunChief Executive Officer, DirectorSep 8, 2026tax withholding2M———
Emerson William C.President, DirectorSep 7, 2025tax withholding842,632———
Gilbert Daniel BDirector, 10% ownerOct 1, 2025award0———
Gilbert Jennifer L.Director, 10% ownerJun 30, 2025award157M———
Olson TagarDirectorJun 10, 2026award289,595———
John Tina V.Exe Legal Counsel & SecretaryMar 7, 2025tax withholding311,521———
Shank Suzanne F.DirectorJun 10, 2026award119,558———
Mariner Jonathan DDirectorJun 10, 2026award102,300———
Rampell AlastairDirectorJun 10, 2026award54,639———
Rock Holdings Inc.Director, 10% ownerJun 30, 2025disposition to issuer0———
Watterson SarahDirectorAug 17, 2026award14,566———

Questions

Are Rocket Companies, Inc. insiders buying or selling?

Over the twelve months to November 1, 2026, 2 insiders at Rocket Companies, Inc. sold $8M of stock in the open market, all by officers and directors, and no insider bought. Net, insiders sold $8M. Only open-market purchases and sales are counted.

Who sold the most Rocket Companies, Inc. stock in the last year?

Bray Jesse K (Pres & CEO, Rocket Mortgage, Director) sold $6M in 3 open-market sales over the twelve months to November 1, 2026.

Do Rocket Companies, Inc. executives sell under 10b5-1 plans?

45 of the 45 open-market sales in the last twelve months (100%) were reported as made under a Rule 10b5-1 trading plan, set up in advance. A sale under a plan is still counted as a sale.

What counts as insider buying here?

Only open-market purchases (Form 4 code P) and sales (code S) by officers, directors and 10% owners. Stock awards, option exercises, shares withheld for tax and gifts are listed in the table but never counted as buying or selling.

More on Rocket Companies, Inc.

From Form 4, 4/A and 5 filings with the SEC. A record of insider transactions, not a recommendation.