The Filings Report

Principal Financial Group, Inc. insider trading

PFGfinancial statementsForm 4 filings on EDGAR333 transactions since Nov 1, 2024

From August 4, 2026 to November 1, 2026, 0 insiders at Principal Financial Group, Inc. bought $0 of stock in the open market, and 0 sold $0. Officers and directors accounted for $0 of purchases and $0 of sales. The last reported transaction was an award by Auerbach Jonathan on September 25, 2026.

The answer card and chart use the same period. Change the range above the chart to update both. Form 4 filings through September 29, 2026; awards, option exercises, tax withholding and gifts are excluded from these totals.

Stock price and insider activity

Daily price candles with insider purchases and sales directly beneath them on the same timeline. Bars show individual days; totals sum all days in the selected period.

PFG daily priceSplit-adjusted prices in US dollars

Bought $0Sold $0Aug 4, 2026 – Nov 1, 2026

Oct 30, 2026O $113.96 · H $114.00 · L $110.56 · C $111.63Bought $0 (0)Sold $0 (0)
$105$109$114$118$1222026-08-04: open $114.31, high $115.67, low $113.58, close $115.252026-08-05: open $116.00, high $116.27, low $113.64, close $114.852026-08-06: open $115.96, high $116.61, low $114.02, close $115.412026-08-07: open $114.48, high $114.74, low $113.05, close $113.402026-08-10: open $112.66, high $114.39, low $112.53, close $113.812026-08-11: open $112.66, high $113.74, low $111.00, close $113.032026-08-12: open $113.04, high $113.90, low $112.47, close $113.772026-08-13: open $114.17, high $115.02, low $113.75, close $114.932026-08-14: open $114.81, high $115.41, low $113.84, close $113.982026-08-17: open $114.10, high $115.80, low $112.94, close $112.972026-08-18: open $113.66, high $114.39, low $113.04, close $113.142026-08-19: open $113.31, high $113.59, low $111.17, close $111.642026-08-20: open $111.27, high $112.17, low $110.29, close $110.542026-08-21: open $111.59, high $112.31, low $110.18, close $110.752026-08-24: open $111.00, high $112.43, low $110.66, close $111.892026-08-25: open $112.24, high $112.50, low $110.78, close $111.592026-08-26: open $111.64, high $112.34, low $110.80, close $112.212026-08-27: open $111.60, high $112.56, low $110.00, close $112.172026-08-28: open $112.88, high $113.27, low $111.38, close $111.412026-08-31: open $111.41, high $111.72, low $110.09, close $110.162026-09-01: open $110.36, high $111.02, low $108.65, close $109.362026-09-02: open $109.36, high $112.33, low $109.36, close $111.312026-09-03: open $116.33, high $121.18, low $116.33, close $118.512026-09-04: open $117.03, high $118.25, low $115.82, close $116.682026-09-08: open $115.81, high $116.57, low $114.72, close $115.042026-09-09: open $115.04, high $115.04, low $113.20, close $114.022026-09-10: open $114.24, high $115.32, low $114.23, close $114.962026-09-11: open $115.69, high $116.33, low $114.49, close $116.172026-09-14: open $115.96, high $117.42, low $115.47, close $116.902026-09-15: open $116.78, high $118.48, low $116.52, close $118.372026-09-16: open $117.94, high $119.06, low $114.98, close $116.642026-09-17: open $117.73, high $118.19, low $115.85, close $115.942026-09-18: open $115.81, high $117.99, low $114.68, close $117.672026-09-21: open $118.17, high $118.49, low $116.23, close $116.472026-09-22: open $116.60, high $116.89, low $112.74, close $113.592026-09-23: open $112.54, high $115.54, low $111.57, close $113.922026-09-24: open $113.92, high $114.94, low $113.42, close $114.152026-09-25: open $114.46, high $115.53, low $113.57, close $114.772026-09-28: open $115.04, high $116.55, low $114.30, close $114.642026-09-29: open $114.05, high $114.64, low $112.58, close $113.972026-09-30: open $113.83, high $114.40, low $111.91, close $111.962026-10-01: open $111.84, high $112.25, low $110.05, close $112.242026-10-02: open $112.24, high $112.37, low $111.53, close $111.962026-10-05: open $111.63, high $112.73, low $110.83, close $111.032026-10-06: open $110.60, high $111.86, low $109.36, close $109.702026-10-07: open $109.03, high $109.78, low $108.61, close $108.732026-10-08: open $108.18, high $110.22, low $107.57, close $109.772026-10-09: open $109.88, high $109.88, low $107.06, close $107.242026-10-12: open $107.75, high $108.64, low $107.10, close $107.842026-10-13: open $108.82, high $109.39, low $106.95, close $107.642026-10-14: open $106.80, high $107.29, low $106.07, close $107.262026-10-15: open $107.33, high $109.04, low $106.32, close $108.962026-10-16: open $109.24, high $110.47, low $108.35, close $108.812026-10-19: open $108.41, high $108.76, low $106.70, close $106.862026-10-20: open $106.27, high $108.09, low $106.27, close $107.942026-10-21: open $108.41, high $109.08, low $107.80, close $108.442026-10-22: open $107.58, high $110.22, low $107.19, close $110.112026-10-23: open $108.99, high $109.31, low $107.24, close $108.572026-10-26: open $108.82, high $111.00, low $108.82, close $110.132026-10-27: open $107.83, high $113.23, low $107.32, close $111.982026-10-28: open $111.70, high $112.38, low $110.91, close $111.842026-10-29: open $113.20, high $113.97, low $112.82, close $113.652026-10-30: open $113.96, high $114.00, low $110.56, close $111.63Insider purchases / sales · USD$0No open-market purchases or sales in this period.Aug 4Aug 26Sep 17Oct 9Oct 30

purchases above zero; sales below. Both use the transaction date and the same dollar scale. Hover, tap, or use arrow keys to inspect a date. Awards, exercises, tax withholding and gifts are excluded.

Dates with prices or insider activity are spaced evenly; empty weekends and holidays are omitted. Prices through Oct 30, 2026. Insider data through Nov 1, 2026. Prices are adjusted for splits; transaction values are reported dollars.

Every transaction

333 transactions from November 1, 2024 to November 1, 2026, newest first. Open-market purchases and sales are coloured; awards, exercises, tax withholding and gifts are grey and not counted.

TradedInsiderRoleTransactionSharesPriceValueHeld afterFiled
Sep 25, 2026Auerbach JonathanDirectoraward161$0.00—23,112Sep 29, 2026
Sep 25, 2026Beams Mary E.Directoraward105$0.00—17,066Sep 29, 2026
Sep 25, 2026Muruzabal ClaudioDirectoraward97$0.00—13,699Sep 29, 2026
Sep 25, 2026Nordin Diane CDirectoraward211$0.00—31,548Sep 29, 2026
Sep 25, 2026Pickerell BlairDirectoraward273$0.00—40,100Sep 29, 2026
Sep 25, 2026Richer Clare StackDirectoraward138$0.00—21,550Sep 29, 2026
Sep 25, 2026Mitchell H ElizabethDirectoraward78$0.00—13,278Sep 29, 2026
Sep 25, 2026Carter Miller JocelynDirectoraward648$0.00—91,979Sep 29, 2026
Sep 25, 2026Rivera AlfredoDirectoraward113$0.00—16,624Sep 29, 2026
Sep 25, 2026Brown Timothy W.EVP, General Counsel and Secaward163$0.00—22,442Sep 29, 2026
Sep 25, 2026Agrawal VivekEVP & Chief Growth Officeraward226$0.00—46,762Sep 29, 2026
Sep 25, 2026Cheong Wee YeePresident - Asia & Middle Eastaward354$0.00—67,173Sep 29, 2026
Sep 25, 2026Littlefield Christopher JPresident - RISaward538$0.00—77,279Sep 29, 2026
Sep 25, 2026McCullum Kenneth A.EVP - Chief Risk Officeraward71$0.00—41,141Sep 29, 2026
Sep 25, 2026Pitz JoelEVP & CFOaward226$0.00—44,224Sep 29, 2026
Sep 25, 2026Pitz JoelEVP & CFOawardindirect2$0.00—2,930Sep 29, 2026
Sep 25, 2026Bhatia KamalPresident and CEO - PAMaward415$0.00—65,869Sep 29, 2026
Sep 25, 2026Kay Kathleen BEVP-Chief Information Officeraward383$0.00—44,683Sep 29, 2026
Sep 25, 2026Friedrich Amy ChristinePresident - Benefits & Protectaward577$0.00—109,440Sep 29, 2026
Sep 25, 2026Mills ScottDirectoraward246$0.00—36,386Sep 29, 2026
Sep 25, 2026Hochschild Roger CDirectoraward285$0.00—41,762Sep 29, 2026
Sep 25, 2026Strable-Soethout Deanna DChair, President and CEOaward593$0.00—174,460Sep 29, 2026
Sep 25, 2026Strable-Soethout Deanna DChair, President and CEOawardindirect42$0.00—53,584Sep 29, 2026
Sep 3, 2026Strable-Soethout Deanna DChair, President and CEOaward18,380$63.98$1M192,247Sep 8, 2026
Sep 3, 2026Strable-Soethout Deanna DChair, President and CEOaward18,380$63.98$1M210,627Sep 8, 2026
Sep 3, 2026Strable-Soethout Deanna DChair, President and CEOaward18,380$63.98$1M229,007Sep 8, 2026
Sep 3, 2026Strable-Soethout Deanna DChair, President and CEOdisposition to issuer55,140$120.60$7M173,867Sep 8, 2026
Aug 7, 2026Friedrich Amy ChristinePresident - Benefits & Protectaward35,680$63.98$2M144,543Aug 11, 2026
Aug 7, 2026Friedrich Amy ChristinePresident - Benefits & Protectdisposition to issuer35,680$113.80$4M108,863Aug 11, 2026
Jun 26, 2026Mitchell H ElizabethDirectoraward80$0.00—13,200Jun 30, 2026
Jun 26, 2026Rivera AlfredoDirectoraward117$0.00—16,511Jun 30, 2026
Jun 26, 2026Richer Clare StackDirectoraward142$0.00—21,412Jun 30, 2026
Jun 26, 2026Pickerell BlairDirectoraward281$0.00—39,827Jun 30, 2026
Jun 26, 2026Nordin Diane CDirectoraward217$0.00—31,337Jun 30, 2026
Jun 26, 2026Muruzabal ClaudioDirectoraward100$0.00—13,602Jun 30, 2026
Jun 26, 2026Mills ScottDirectoraward253$0.00—36,140Jun 30, 2026
Jun 26, 2026Hochschild Roger CDirectoraward294$0.00—41,477Jun 30, 2026
Jun 26, 2026Carter Miller JocelynDirectoraward669$0.00—91,331Jun 30, 2026
Jun 26, 2026Beams Mary E.Directoraward109$0.00—16,961Jun 30, 2026
Jun 26, 2026Auerbach JonathanDirectoraward166$0.00—22,952Jun 30, 2026
Jun 26, 2026Pitz JoelEVP & CFOaward234$0.00—43,998Jun 30, 2026
Jun 26, 2026Pitz JoelEVP & CFOawardindirect2$0.00—2,928Jun 30, 2026
Jun 26, 2026Bhatia KamalPresident and CEO - PAMaward430$0.00—65,454Jun 30, 2026
Jun 26, 2026Littlefield Christopher JPresident - RISaward559$0.00—76,741Jun 30, 2026
Jun 26, 2026Kay Kathleen BEVP-Chief Information Officeraward398$0.00—44,300Jun 30, 2026
Jun 26, 2026Friedrich Amy ChristinePresident - Benefits & Protectaward599$0.00—108,863Jun 30, 2026
Jun 26, 2026Cheong Wee YeePresident - Asia & Middle Eastaward368$0.00—66,819Jun 30, 2026
Jun 26, 2026Agrawal VivekEVP & Chief Growth Officeraward234$0.00—46,536Jun 30, 2026
Jun 26, 2026Strable-Soethout Deanna DChair, President and CEOaward612$0.00—173,867Jun 30, 2026
Jun 26, 2026Strable-Soethout Deanna DChair, President and CEOawardindirect44$0.00—53,542Jun 30, 2026

Who the insiders are

Everyone who reported a transaction since November 1, 2024, by open-market value over twelve months. Shares held are after the insider’s latest directly held transaction.

InsiderRoleLast transactionKindShares heldBought, 12 monthsSold, 12 monthsSales under a plan
Cheong Wee YeePresident - Asia & Middle EastSep 25, 2026award67,173—$3M (6)0 of 6
Strable-Soethout Deanna DChair, President and CEOSep 25, 2026award174,460—$2M (4)4 of 4
Djurasovic GeorgeInterim General CounselApr 30, 2026open-market sale21,905—$259K (2)0 of 2
Muruzabal ClaudioDirectorSep 25, 2026award13,699$485 (1)——
Pitz JoelEVP & CFOSep 25, 2026award44,224———
McCullum Kenneth A.EVP - Chief Risk OfficerSep 25, 2026award41,141———
Bhatia KamalPresident and CEO - PAMSep 25, 2026award65,869———
Friedrich Amy ChristinePresident - Benefits & ProtectSep 25, 2026award109,440———
Littlefield Christopher JPresident - RISSep 25, 2026award77,279———
Kay Kathleen BEVP-Chief Information OfficerSep 25, 2026award44,683———
Agrawal VivekEVP & Chief Growth OfficerSep 25, 2026award46,762———
Auerbach JonathanDirectorSep 25, 2026award23,112———
Nordin Diane CDirectorSep 25, 2026award31,548———
Pickerell BlairDirectorSep 25, 2026award40,100———
Richer Clare StackDirectorSep 25, 2026award21,550———
Mitchell H ElizabethDirectorSep 25, 2026award13,278———
Rivera AlfredoDirectorSep 25, 2026award16,624———
Mills ScottDirectorSep 25, 2026award36,386———
Hochschild Roger CDirectorSep 25, 2026award41,762———
Beams Mary E.DirectorSep 25, 2026award17,066———
Carter Miller JocelynDirectorSep 25, 2026award91,979———
Houston Daniel JosephExecutive Chairman, DirectorJun 27, 2025award271,613———
Lamarque NatalieEVP, General Counsel, and SecrJun 27, 2025award100,573———
Carter Miller JoycelynDirectorMay 20, 2025award85,284———
Beams Maliz EDirectorMay 20, 2025award14,144———
Brown Timothy W.EVP, General Counsel and SecSep 25, 2026award22,442———

Questions

Are Principal Financial Group, Inc. insiders buying or selling?

Over the twelve months to November 1, 2026, 3 insiders at Principal Financial Group, Inc. sold $5M of stock in the open market, all by officers and directors, and 1 insider bought $485, all by officers and directors. Net, insiders sold $5M. Only open-market purchases and sales are counted.

Who sold the most Principal Financial Group, Inc. stock in the last year?

Cheong Wee Yee (President - Asia & Middle East) sold $3M in 6 open-market sales over the twelve months to November 1, 2026.

Do Principal Financial Group, Inc. executives sell under 10b5-1 plans?

4 of the 12 open-market sales in the last twelve months (33%) were reported as made under a Rule 10b5-1 trading plan, set up in advance. A sale under a plan is still counted as a sale.

What counts as insider buying here?

Only open-market purchases (Form 4 code P) and sales (code S) by officers, directors and 10% owners. Stock awards, option exercises, shares withheld for tax and gifts are listed in the table but never counted as buying or selling.

More on Principal Financial Group, Inc.

From Form 4, 4/A and 5 filings with the SEC. A record of insider transactions, not a recommendation.