The Filings Report

Moody's insider trading

MCOfinancial statementsForm 4 filings on EDGAR329 transactions since Nov 1, 2024

From August 4, 2026 to November 1, 2026, 0 insiders at Moody's bought $0 of stock in the open market, and 2 sold $6M. Officers and directors accounted for $0 of purchases and $6M of sales. The last reported transaction was an open-market sale by West Michael L on October 29, 2026.

The answer card and chart use the same period. Change the range above the chart to update both. Form 4 filings through October 30, 2026; awards, option exercises, tax withholding and gifts are excluded from these totals.

Stock price and insider activity

Daily price candles with insider purchases and sales directly beneath them on the same timeline. Bars show individual days; totals sum all days in the selected period.

MCO daily priceSplit-adjusted prices in US dollars

Bought $0Sold $6MAug 4, 2026 – Nov 1, 2026

Oct 30, 2026O $491.93 · H $497.23 · L $489.14 · C $493.91Bought $0 (0)Sold $0 (0)
$433$456$479$502$5262026-08-04: open $479.69, high $486.87, low $479.69, close $483.672026-08-05: open $488.26, high $489.95, low $479.27, close $483.982026-08-06: open $481.73, high $485.06, low $470.53, close $473.132026-08-07: open $473.00, high $480.71, low $472.33, close $477.752026-08-10: open $474.93, high $481.10, low $474.93, close $478.142026-08-11: open $476.75, high $480.85, low $473.62, close $476.482026-08-12: open $474.16, high $481.58, low $473.27, close $477.842026-08-13: open $479.04, high $489.70, low $475.31, close $488.422026-08-14: open $487.11, high $488.21, low $480.34, close $484.962026-08-17: open $481.17, high $483.68, low $477.14, close $477.172026-08-18: open $480.69, high $490.75, low $478.69, close $485.792026-08-19: open $487.45, high $506.49, low $485.23, close $497.032026-08-20: open $496.96, high $503.67, low $495.27, close $498.772026-08-21: open $500.99, high $506.56, low $498.45, close $503.332026-08-24: open $505.00, high $512.56, low $503.47, close $511.542026-08-25: open $507.51, high $514.36, low $501.01, close $513.122026-08-26: open $512.31, high $520.59, low $511.35, close $514.552026-08-27: open $514.00, high $520.67, low $508.61, close $509.022026-08-28: open $510.33, high $517.14, low $505.86, close $514.952026-08-31: open $511.33, high $511.94, low $502.61, close $504.642026-09-01: open $501.89, high $505.23, low $493.76, close $494.892026-09-02: open $492.46, high $494.76, low $484.45, close $490.012026-09-03: open $496.13, high $507.65, low $493.79, close $504.292026-09-04: open $492.02, high $495.64, low $489.61, close $493.552026-09-08: open $489.70, high $489.75, low $479.09, close $481.252026-09-09: open $479.01, high $479.01, low $473.18, close $474.812026-09-10: open $473.32, high $474.50, low $466.43, close $467.362026-09-11: open $472.32, high $475.50, low $467.36, close $474.842026-09-14: open $479.18, high $485.84, low $473.21, close $478.112026-09-15: open $474.00, high $474.51, low $466.03, close $467.092026-09-16: open $468.85, high $471.73, low $462.65, close $465.302026-09-17: open $467.83, high $469.18, low $461.86, close $462.362026-09-18: open $460.00, high $470.99, low $456.97, close $468.592026-09-21: open $472.87, high $474.15, low $466.39, close $467.222026-09-22: open $471.17, high $475.00, low $466.55, close $469.252026-09-23: open $468.00, high $478.00, low $467.24, close $473.852026-09-24: open $473.28, high $479.09, low $463.89, close $467.352026-09-25: open $466.37, high $469.61, low $461.53, close $468.712026-09-28: open $462.88, high $464.13, low $457.98, close $460.082026-09-29: open $456.35, high $458.65, low $450.53, close $454.822026-09-30: open $454.65, high $458.94, low $453.26, close $454.142026-10-01: open $455.00, high $460.00, low $441.59, close $447.452026-10-02: open $447.19, high $448.52, low $438.01, close $441.362026-10-05: open $442.22, high $448.52, low $439.00, close $448.312026-10-06: open $451.24, high $454.94, low $450.00, close $452.322026-10-07: open $449.13, high $451.53, low $443.40, close $449.632026-10-08: open $449.20, high $459.05, low $448.59, close $458.692026-10-09: open $460.45, high $464.57, low $459.74, close $464.232026-10-12: open $466.83, high $471.80, low $466.83, close $470.502026-10-13: open $473.21, high $476.79, low $463.84, close $464.132026-10-14: open $460.06, high $465.49, low $458.86, close $462.772026-10-15: open $468.75, high $486.33, low $466.86, close $483.882026-10-16: open $486.97, high $490.85, low $479.45, close $485.072026-10-19: open $481.22, high $483.00, low $478.58, close $481.032026-10-20: open $488.82, high $494.36, low $474.76, close $475.352026-10-21: open $470.15, high $484.74, low $455.65, close $480.792026-10-22: open $478.09, high $491.05, low $476.85, close $491.052026-10-23: open $486.00, high $492.43, low $477.99, close $483.452026-10-26: open $483.26, high $487.06, low $480.84, close $484.452026-10-27: open $490.52, high $492.98, low $470.87, close $474.002026-10-28: open $473.30, high $479.97, low $470.89, close $477.272026-10-29: open $482.57, high $489.88, low $481.85, close $488.832026-10-30: open $491.93, high $497.23, low $489.14, close $493.91Insider purchases / sales · USD$5M$0−$5M2026-09-01: 0 purchases ($0), 2 sales ($736K)2026-10-01: 0 purchases ($0), 2 sales ($420K)2026-10-29: 0 purchases ($0), 3 sales ($5M)Aug 4Aug 26Sep 17Oct 9Oct 30

purchases above zero; sales below. Both use the transaction date and the same dollar scale. Hover, tap, or use arrow keys to inspect a date. Awards, exercises, tax withholding and gifts are excluded.

Dates with prices or insider activity are spaced evenly; empty weekends and holidays are omitted. Prices through Oct 30, 2026. Insider data through Nov 1, 2026. Prices are adjusted for splits; transaction values are reported dollars.

Every transaction

329 transactions from November 1, 2024 to November 1, 2026, newest first. Open-market purchases and sales are coloured; awards, exercises, tax withholding and gifts are grey and not counted.

TradedInsiderRoleTransactionSharesPriceValueHeld afterFiled
Oct 29, 2026West Michael LCEO - Moody's Ratingsopen-market sale200$486.52$97K8,559Oct 30, 2026
Oct 29, 2026West Michael LCEO - Moody's Ratingsoption exercise2,926$372.16$1M11,485Oct 30, 2026
Oct 29, 2026West Michael LCEO - Moody's Ratingsopen-market sale2,926$488.14$1M8,559Oct 30, 2026
Oct 29, 2026West Michael LCEO - Moody's Ratingsoption exercise6,820$372.16$3M15,379Oct 30, 2026
Oct 29, 2026West Michael LCEO - Moody's Ratingsopen-market sale6,820$487.99$3M8,559Oct 30, 2026
Oct 1, 2026Phillips Jason DChief Acctg Off & Controllertax withholding21$450.80$10K2,088Oct 2, 2026
Oct 1, 2026Fauber RobertPresident and CEO, Directoropen-market sale10b5-1300$455.00$137K51,364Oct 2, 2026
Oct 1, 2026Fauber RobertPresident and CEO, Directoroption exercise51$113.34$6K51,415Oct 2, 2026
Oct 1, 2026Fauber RobertPresident and CEO, Directoroption exercise572$167.50$96K51,987Oct 2, 2026
Oct 1, 2026Fauber RobertPresident and CEO, Directoropen-market sale10b5-1623$455.00$283K51,364Oct 2, 2026
Sep 4, 2026Van Saun BruceDirectoraward7$0.00—9,887Sep 8, 2026
Sep 4, 2026Van Saun BruceDirectoraward13$0.00—9,901Sep 8, 2026
Sep 4, 2026Forlenza Vincent ADirectoraward15$0.00—8,779Sep 8, 2026
Sep 4, 2026Minaya JoseDirectoraward6$0.00—2,915Sep 8, 2026
Sep 4, 2026Esperdy ThereseDirectoraward11$0.00—5,239Sep 8, 2026
Sep 4, 2026Sawicki Lisa PDirectoraward1$0.00—530Sep 8, 2026
Sep 4, 2026Seidman LeslieDirectoraward14$0.00—12,205Sep 8, 2026
Sep 4, 2026Seidman LeslieDirectoraward2$0.00—12,207Sep 8, 2026
Sep 4, 2026Bermudez Jorge A.Directoraward16$0.00—22,955Sep 8, 2026
Sep 4, 2026Bermudez Jorge A.Directoraward1$0.00—22,956Sep 8, 2026
Sep 1, 2026Fauber RobertPresident and CEO, Directoropen-market sale10b5-1300$501.89$151K51,664Sep 2, 2026
Sep 1, 2026Fauber RobertPresident and CEO, Directoroption exercise592$113.34$67K52,256Sep 2, 2026
Sep 1, 2026Fauber RobertPresident and CEO, Directoroption exercise575$167.50$96K52,831Sep 2, 2026
Sep 1, 2026Fauber RobertPresident and CEO, Directoropen-market sale10b5-11,167$501.89$586K51,664Sep 2, 2026
Aug 3, 2026Fauber RobertPresident and CEO, Directoropen-market sale10b5-1300$484.30$145K51,964Aug 4, 2026
Aug 3, 2026Fauber RobertPresident and CEO, Directoroption exercise592$113.34$67K52,556Aug 4, 2026
Aug 3, 2026Fauber RobertPresident and CEO, Directoroption exercise575$167.50$96K53,131Aug 4, 2026
Aug 3, 2026Fauber RobertPresident and CEO, Directoropen-market sale10b5-11,167$484.30$565K51,964Aug 4, 2026
Jul 1, 2026Kosmowski ChristinaCEO, Moody's Analyticsaward21,542$0.00—21,542Jul 2, 2026
Jul 1, 2026Fauber RobertPresident and CEO, Directoropen-market sale10b5-1300$455.49$137K52,264Jul 2, 2026
Jul 1, 2026Fauber RobertPresident and CEO, Directoroption exercise592$113.34$67K52,856Jul 2, 2026
Jul 1, 2026Fauber RobertPresident and CEO, Directoroption exercise575$167.50$96K53,431Jul 2, 2026
Jul 1, 2026Fauber RobertPresident and CEO, Directoropen-market sale10b5-11,167$455.49$532K52,264Jul 2, 2026
Jul 1, 2026Steele Richard GSVP - General Counselopen-market sale10b5-1157$455.49$72K1,828Jul 2, 2026
Jun 5, 2026Van Saun BruceDirectoraward7$0.00—9,866Jun 8, 2026
Jun 5, 2026Van Saun BruceDirectoraward15$0.00—9,880Jun 8, 2026
Jun 5, 2026Forlenza Vincent ADirectoraward17$0.00—8,763Jun 8, 2026
Jun 5, 2026Minaya JoseDirectoraward7$0.00—2,908Jun 8, 2026
Jun 5, 2026Esperdy ThereseDirectoraward12$0.00—5,228Jun 8, 2026
Jun 5, 2026Sawicki Lisa PDirectoraward1$0.00—529Jun 8, 2026
Jun 5, 2026Seidman LeslieDirectoraward16$0.00—12,189Jun 8, 2026
Jun 5, 2026Seidman LeslieDirectoraward2$0.00—12,191Jun 8, 2026
Jun 5, 2026Bermudez Jorge A.Directoraward19$0.00—22,937Jun 8, 2026
Jun 5, 2026Bermudez Jorge A.Directoraward1$0.00—22,939Jun 8, 2026
Jun 1, 2026Steele Richard GSVP - General Counselopen-market sale10b5-1158$453.67$72K1,985Jun 2, 2026
Jun 1, 2026Fauber RobertPresident and CEO, Directoropen-market sale10b5-1300$453.67$136K52,564Jun 2, 2026
Jun 1, 2026Fauber RobertPresident and CEO, Directoroption exercise592$113.34$67K53,156Jun 2, 2026
Jun 1, 2026Fauber RobertPresident and CEO, Directoroption exercise575$167.50$96K53,731Jun 2, 2026
Jun 1, 2026Fauber RobertPresident and CEO, Directoropen-market sale10b5-11,167$453.67$529K52,564Jun 2, 2026
May 1, 2026Fauber RobertPresident and CEO, Directoropen-market sale10b5-1300$466.39$140K75,189May 4, 2026

Who the insiders are

Everyone who reported a transaction since November 1, 2024, by open-market value over twelve months. Shares held are after the insider’s latest directly held transaction.

InsiderRoleLast transactionKindShares heldBought, 12 monthsSold, 12 monthsSales under a plan
Fauber RobertPresident and CEO, DirectorOct 1, 2026open-market sale51,364—$9M (23)23 of 23
West Michael LCEO - Moody's RatingsOct 29, 2026open-market sale8,559—$8M (6)0 of 6
Steele Richard GSVP - General CounselJul 1, 2026open-market sale1,828—$457K (6)6 of 6
Phillips Jason DChief Acctg Off & ControllerOct 1, 2026tax withholding2,088—$157K (1)0 of 1
Heuland Noemie ClemenceSVP & Chief Financial OfficerMar 4, 2026open-market sale4,086—$47K (1)0 of 1
Van Saun BruceDirectorSep 4, 2026award9,887———
Bermudez Jorge A.DirectorSep 4, 2026award22,955———
Seidman LeslieDirectorSep 4, 2026award12,205———
Tulenko Stephen TPresident, Moody's AnalyticsAug 4, 2025open-market sale5,258———
Forlenza Vincent ADirectorSep 4, 2026award8,779———
Minaya JoseDirectorSep 4, 2026award2,915———
Esperdy ThereseDirectorSep 4, 2026award5,239———
Howell Lloyd JRDirectorJun 6, 2025award2,866———
Sawicki Lisa PDirectorSep 4, 2026award530———
Hill KathrynDirectorMar 14, 2025award19,612———
Sullivan CarolineSVP, Corp ControllerMar 3, 2025tax withholding1,508———
Dhawan SumitDirectorFeb 25, 2026award927———
Serafin ZigDirectorFeb 25, 2026award3,195———
Kosmowski ChristinaCEO, Moody's AnalyticsJul 1, 2026award21,542———

Questions

Are Moody's insiders buying or selling?

Over the twelve months to November 1, 2026, 5 insiders at Moody's sold $18M of stock in the open market, all by officers and directors, and no insider bought. Net, insiders sold $18M. Only open-market purchases and sales are counted.

Who sold the most Moody's stock in the last year?

Fauber Robert (President and CEO, Director) sold $9M in 23 open-market sales over the twelve months to November 1, 2026.

Do Moody's executives sell under 10b5-1 plans?

29 of the 37 open-market sales in the last twelve months (78%) were reported as made under a Rule 10b5-1 trading plan, set up in advance. A sale under a plan is still counted as a sale.

What counts as insider buying here?

Only open-market purchases (Form 4 code P) and sales (code S) by officers, directors and 10% owners. Stock awards, option exercises, shares withheld for tax and gifts are listed in the table but never counted as buying or selling.

More on Moody's

From Form 4, 4/A and 5 filings with the SEC. A record of insider transactions, not a recommendation.