The Filings Report

LPL Financial Holdings Inc. insider trading

LPLAfinancial statementsForm 4 filings on EDGAR275 transactions since Nov 1, 2024

From August 4, 2026 to November 1, 2026, 0 insiders at LPL Financial Holdings Inc. bought $0 of stock in the open market, and 3 sold $2M. Officers and directors accounted for $0 of purchases and $2M of sales. The last reported transaction was an open-market sale by Reeping Katharine on September 11, 2026.

The answer card and chart use the same period. Change the range above the chart to update both. Form 4 filings through September 14, 2026; awards, option exercises, tax withholding and gifts are excluded from these totals.

Stock price and insider activity

Daily price candles with insider purchases and sales directly beneath them on the same timeline. Bars show individual days; totals sum all days in the selected period.

LPLA daily priceSplit-adjusted prices in US dollars

Bought $0Sold $2MAug 4, 2026 – Nov 1, 2026

Oct 30, 2026O $280.27 · H $286.60 · L $272.25 · C $283.74Bought $0 (0)Sold $0 (0)
$262$293$324$355$3862026-08-04: open $358.00, high $362.52, low $352.14, close $354.242026-08-05: open $357.16, high $364.95, low $356.45, close $359.922026-08-06: open $363.43, high $365.00, low $355.53, close $359.052026-08-07: open $355.74, high $362.69, low $354.93, close $362.632026-08-10: open $362.63, high $372.28, low $362.63, close $372.112026-08-11: open $369.02, high $375.50, low $369.02, close $371.192026-08-12: open $368.98, high $376.99, low $366.35, close $376.682026-08-13: open $376.59, high $379.00, low $370.55, close $374.962026-08-14: open $375.14, high $375.25, low $369.59, close $370.672026-08-17: open $370.67, high $375.03, low $366.35, close $368.202026-08-18: open $369.58, high $372.29, low $366.88, close $368.732026-08-19: open $371.58, high $373.05, low $357.72, close $359.232026-08-20: open $360.65, high $361.73, low $352.05, close $354.022026-08-21: open $354.02, high $363.15, low $353.11, close $361.352026-08-24: open $362.85, high $369.98, low $361.70, close $364.182026-08-25: open $363.94, high $365.00, low $357.48, close $361.882026-08-26: open $359.87, high $365.00, low $344.45, close $360.252026-08-27: open $357.36, high $363.95, low $355.73, close $361.222026-08-28: open $361.89, high $371.46, low $358.99, close $370.692026-08-31: open $369.18, high $372.92, low $368.52, close $370.142026-09-01: open $369.40, high $370.00, low $354.46, close $357.632026-09-02: open $357.63, high $368.75, low $352.64, close $355.102026-09-03: open $355.10, high $365.80, low $355.10, close $360.452026-09-04: open $355.43, high $359.34, low $353.49, close $359.332026-09-08: open $355.24, high $357.10, low $347.84, close $350.222026-09-09: open $348.42, high $352.26, low $344.65, close $349.602026-09-10: open $351.28, high $353.06, low $347.12, close $347.262026-09-11: open $349.27, high $354.51, low $345.33, close $353.782026-09-14: open $352.46, high $354.82, low $339.49, close $345.662026-09-15: open $344.97, high $348.66, low $340.26, close $341.742026-09-16: open $338.91, high $342.54, low $328.46, close $333.042026-09-17: open $334.15, high $337.71, low $328.63, close $329.942026-09-18: open $329.94, high $335.30, low $326.97, close $328.092026-09-21: open $332.77, high $335.93, low $327.28, close $332.262026-09-22: open $332.76, high $334.21, low $300.55, close $307.502026-09-23: open $309.90, high $315.41, low $302.13, close $302.472026-09-24: open $303.33, high $306.75, low $295.58, close $302.762026-09-25: open $309.23, high $319.57, low $309.23, close $314.362026-09-28: open $314.34, high $315.26, low $310.01, close $312.682026-09-29: open $312.90, high $314.41, low $305.05, close $308.052026-09-30: open $307.39, high $308.31, low $303.26, close $305.802026-10-01: open $301.56, high $314.31, low $300.00, close $312.152026-10-02: open $311.27, high $317.41, low $308.00, close $316.442026-10-05: open $319.86, high $334.35, low $315.95, close $331.982026-10-06: open $331.87, high $336.07, low $330.53, close $332.392026-10-07: open $331.13, high $332.81, low $322.08, close $324.802026-10-08: open $324.77, high $333.89, low $323.43, close $328.002026-10-09: open $331.09, high $335.44, low $328.70, close $330.882026-10-12: open $332.89, high $334.64, low $329.50, close $330.122026-10-13: open $330.00, high $331.73, low $321.61, close $325.632026-10-14: open $320.35, high $326.85, low $320.35, close $323.462026-10-15: open $322.01, high $327.66, low $315.05, close $327.562026-10-16: open $328.72, high $331.07, low $319.12, close $320.962026-10-19: open $320.96, high $322.37, low $313.09, close $316.162026-10-20: open $316.00, high $325.00, low $315.63, close $321.882026-10-21: open $324.99, high $324.99, low $319.80, close $321.032026-10-22: open $316.41, high $323.97, low $314.94, close $318.852026-10-23: open $315.19, high $318.11, low $312.01, close $315.612026-10-26: open $315.61, high $323.59, low $315.61, close $317.232026-10-27: open $321.58, high $324.33, low $315.26, close $317.562026-10-28: open $294.17, high $297.27, low $268.39, close $269.192026-10-29: open $270.64, high $282.29, low $270.51, close $279.542026-10-30: open $280.27, high $286.60, low $272.25, close $283.74Insider purchases / sales · USD$2M$0−$2M2026-08-20: 0 purchases ($0), 1 sales ($1M)2026-08-27: 0 purchases ($0), 1 sales ($110K)2026-09-11: 0 purchases ($0), 1 sales ($153K)Aug 4Aug 26Sep 17Oct 9Oct 30

purchases above zero; sales below. Both use the transaction date and the same dollar scale. Hover, tap, or use arrow keys to inspect a date. Awards, exercises, tax withholding and gifts are excluded.

Dates with prices or insider activity are spaced evenly; empty weekends and holidays are omitted. Prices through Oct 30, 2026. Insider data through Nov 1, 2026. Prices are adjusted for splits; transaction values are reported dollars.

Every transaction

275 transactions from November 1, 2024 to November 1, 2026, newest first. Open-market purchases and sales are coloured; awards, exercises, tax withholding and gifts are grey and not counted.

TradedInsiderRoleTransactionSharesPriceValueHeld afterFiled
Sep 11, 2026Reeping KatharinePrincipal Accounting Officeropen-market sale440$347.88$153K1,774Sep 14, 2026
Sep 5, 2026Field EmilyGroup Managing Directortax withholding106$359.33$38K1,833Sep 8, 2026
Aug 28, 2026Thomas Corey E.Directoraward4$0.00—14,912Sep 1, 2026
Aug 28, 2026Schifter Richard PDirectoraward14$0.00—39,192Sep 1, 2026
Aug 28, 2026Putnam James SDirectoraward7$0.00—135,298Sep 1, 2026
Aug 28, 2026Mnookin AllisonDirectoraward2$0.00—11,763Sep 1, 2026
Aug 28, 2026Glavin William Francis JrDirectoraward10$0.00—24,074Sep 1, 2026
Aug 28, 2026Eberhart PaulettDirectoraward4$0.00—17,764Sep 1, 2026
Aug 28, 2026Bernard Edward CDirectoraward3$0.00—16,262Sep 1, 2026
Aug 27, 2026Jambusaria AneriGroup Managing Directoropen-market sale10b5-1308$357.36$110K6,107Aug 31, 2026
Aug 20, 2026Gates GregGroup Managing Directoroption exercise7,189$77.53$557K27,721Aug 21, 2026
Aug 20, 2026Gates GregGroup Managing Directoropen-market sale4,119$355.38$1M23,602Aug 21, 2026
Aug 3, 2026Putnam James SDirectorgift2,000$0.00—135,291Aug 4, 2026
Jul 31, 2026Enyedi MatthewGroup Managing Directoropen-market sale10b5-1189$351.06$66K13,932Aug 4, 2026
Jul 31, 2026Enyedi MatthewGroup Managing Directoropen-market sale10b5-1463$352.77$163K13,469Aug 4, 2026
Jul 31, 2026Enyedi MatthewGroup Managing Directoropen-market sale10b5-1296$353.37$105K13,173Aug 4, 2026
Jul 31, 2026Enyedi MatthewGroup Managing Directoropen-market sale10b5-151$354.52$18K13,122Aug 4, 2026
Jul 31, 2026Enyedi MatthewGroup Managing Directoropen-market sale10b5-11$355.51$35613,121Aug 4, 2026
Jun 17, 2026Jambusaria AneriGroup Managing Directoropen-market sale10b5-1308$306.00$94K6,415Jun 22, 2026
Jun 12, 2026Gates GregGroup Managing Directortax withholding232$295.66$69K20,532Jun 15, 2026
Jun 12, 2026Cohen Marc EliotGroup Managing Directortax withholding44$295.66$13K4,356Jun 15, 2026
Jun 4, 2026Thomas Corey E.Directoraward7$0.00—14,908Jun 8, 2026
Jun 4, 2026Schifter Richard PDirectoraward19$0.00—39,178Jun 8, 2026
Jun 4, 2026Putnam James SDirectoraward10$0.00—137,291Jun 8, 2026
Jun 4, 2026Mnookin AllisonDirectoraward3$0.00—11,761Jun 8, 2026
Jun 4, 2026Glavin William Francis JrDirectoraward15$0.00—24,064Jun 8, 2026
Jun 4, 2026Eberhart PaulettDirectoraward5$0.00—17,760Jun 8, 2026
Jun 4, 2026Bernard Edward CDirectoraward4$0.00—16,259Jun 8, 2026
May 15, 2026Thomas Corey E.Directoraward712$0.00—14,553May 19, 2026
May 15, 2026Thomas Corey E.Directoraward348$0.00—14,901May 19, 2026
May 15, 2026Schifter Richard PDirectoraward712$0.00—38,811May 19, 2026
May 15, 2026Schifter Richard PDirectoraward348$0.00—39,159May 19, 2026
May 15, 2026Putnam James SDirectoraward712$0.00—137,281May 19, 2026
May 15, 2026Mulcahy Anne MDirectoraward712$0.00—37,083May 19, 2026
May 15, 2026Mulcahy Anne MDirectoraward348$0.00—37,431May 19, 2026
May 15, 2026Mnookin AllisonDirectoraward712$0.00—11,758May 19, 2026
May 15, 2026Ko Albert JDirectoraward712$0.00—3,299May 19, 2026
May 15, 2026Khanna SomeshDirectoraward712$0.00—851May 19, 2026
May 15, 2026Glavin William Francis JrDirectoraward712$0.00—24,049May 19, 2026
May 15, 2026Eberhart PaulettDirectoraward712$0.00—17,755May 19, 2026
May 15, 2026Bernard Edward CDirectoraward712$0.00—15,907May 19, 2026
May 15, 2026Bernard Edward CDirectoraward348$0.00—16,255May 19, 2026
May 7, 2026Putnam James SDirectorgift100$0.00—136,569May 8, 2026
Apr 15, 2026Audette Matthew JPresident and CFOopen-market sale10b5-1220$327.45$72K20,693Apr 16, 2026
Apr 15, 2026Audette Matthew JPresident and CFOopen-market sale10b5-1189$328.34$62K20,504Apr 16, 2026
Apr 15, 2026Audette Matthew JPresident and CFOopen-market sale10b5-1595$331.09$197K19,909Apr 16, 2026
Apr 15, 2026Audette Matthew JPresident and CFOopen-market sale10b5-1106$332.27$35K19,803Apr 16, 2026
Apr 14, 2026Audette Matthew JPresident and CFOopen-market sale10b5-1330$325.00$107K21,052Apr 16, 2026
Apr 14, 2026Audette Matthew JPresident and CFOopen-market sale10b5-1139$326.16$45K20,913Apr 16, 2026
Mar 24, 2026Thomas Corey E.Directoraward7$0.00—13,841Mar 26, 2026

Who the insiders are

Everyone who reported a transaction since November 1, 2024, by open-market value over twelve months. Shares held are after the insider’s latest directly held transaction.

InsiderRoleLast transactionKindShares heldBought, 12 monthsSold, 12 monthsSales under a plan
Gates GregGroup Managing DirectorAug 20, 2026option exercise27,721—$2M (15)14 of 15
Steinmeier RichardChief Executive OfficerFeb 25, 2026award11,581—$2M (6)6 of 6
Enyedi MatthewGroup Managing DirectorJul 31, 2026open-market sale13,932—$1M (10)10 of 10
Audette Matthew JPresident and CFOApr 15, 2026open-market sale20,693—$1M (10)10 of 10
Cohen Marc EliotGroup Managing DirectorJun 12, 2026tax withholding4,356—$1M (2)0 of 2
Jambusaria AneriGroup Managing DirectorAug 27, 2026open-market sale6,107—$327K (4)4 of 4
Reeping KatharinePrincipal Accounting OfficerSep 11, 2026open-market sale1,774—$153K (1)0 of 1
Schifter Richard PDirectorAug 28, 2026award39,192———
Thomas Corey E.DirectorAug 28, 2026award14,912———
Putnam James SDirectorAug 28, 2026award135,298———
Bernard Edward CDirectorAug 28, 2026award16,262———
Glavin William Francis JrDirectorAug 28, 2026award24,074———
Eberhart PaulettDirectorAug 28, 2026award17,764———
Mnookin AllisonDirectorAug 28, 2026award11,763———
Mulcahy Anne MDirectorMay 15, 2026award37,083———
Field EmilyGroup Managing DirectorSep 5, 2026tax withholding1,833———
Ko Albert JDirectorMay 15, 2026award3,299———
Khanna SomeshDirectorMay 15, 2026award851———
Morningstar MatthewGroup Managing DirectorFeb 25, 2026award3,415———
Brown AltheaManaging DirectorFeb 25, 2025award6,711———
Dadyar SaraManaging DirectorFeb 25, 2025award1,797———

Questions

Are LPL Financial Holdings Inc. insiders buying or selling?

Over the twelve months to November 1, 2026, 7 insiders at LPL Financial Holdings Inc. sold $8M of stock in the open market, all by officers and directors, and no insider bought. Net, insiders sold $8M. Only open-market purchases and sales are counted.

Who sold the most LPL Financial Holdings Inc. stock in the last year?

Gates Greg (Group Managing Director) sold $2M in 15 open-market sales over the twelve months to November 1, 2026.

Do LPL Financial Holdings Inc. executives sell under 10b5-1 plans?

44 of the 48 open-market sales in the last twelve months (92%) were reported as made under a Rule 10b5-1 trading plan, set up in advance. A sale under a plan is still counted as a sale.

What counts as insider buying here?

Only open-market purchases (Form 4 code P) and sales (code S) by officers, directors and 10% owners. Stock awards, option exercises, shares withheld for tax and gifts are listed in the table but never counted as buying or selling.

More on LPL Financial Holdings Inc.

From Form 4, 4/A and 5 filings with the SEC. A record of insider transactions, not a recommendation.