The Filings Report

Lumentum insider trading

LITEfinancial statementsForm 4 filings on EDGAR373 transactions since Nov 1, 2024

From August 4, 2026 to November 1, 2026, 0 insiders at Lumentum bought $0 of stock in the open market, and 5 sold $91M. Officers and directors accounted for $0 of purchases and $91M of sales. The last reported transaction was an open-market sale by Ali Wajid on October 1, 2026.

The answer card and chart use the same period. Change the range above the chart to update both. Form 4 filings through October 2, 2026; awards, option exercises, tax withholding and gifts are excluded from these totals.

Stock price and insider activity

Daily price candles with insider purchases and sales directly beneath them on the same timeline. Bars show individual days; totals sum all days in the selected period.

LITE daily priceSplit-adjusted prices in US dollars

Bought $0Sold $91MAug 4, 2026 – Nov 1, 2026

Oct 30, 2026O $861.28 · H $887.60 · L $805.29 · C $840.70Bought $0 (0)Sold $0 (0)
$712$826$940$1053$11672026-08-04: open $851.78, high $868.32, low $813.26, close $849.472026-08-05: open $824.79, high $883.65, low $824.00, close $826.262026-08-06: open $808.53, high $881.79, low $793.00, close $838.062026-08-07: open $870.00, high $928.48, low $861.90, close $890.172026-08-10: open $931.05, high $937.00, low $810.89, close $813.512026-08-11: open $815.67, high $823.70, low $787.01, close $820.592026-08-12: open $899.00, high $966.60, low $836.31, close $932.472026-08-13: open $925.02, high $946.92, low $875.59, close $880.412026-08-14: open $892.69, high $957.90, low $885.27, close $926.142026-08-17: open $948.41, high $999.68, low $927.00, close $968.902026-08-18: open $909.28, high $943.76, low $863.11, close $873.312026-08-19: open $892.20, high $893.85, low $821.03, close $827.602026-08-20: open $830.00, high $881.88, low $815.03, close $879.282026-08-21: open $898.62, high $922.99, low $855.01, close $866.712026-08-24: open $823.60, high $844.00, low $784.47, close $830.172026-08-25: open $858.10, high $887.36, low $841.10, close $885.572026-08-26: open $880.00, high $947.53, low $877.92, close $939.032026-08-27: open $958.73, high $970.32, low $918.01, close $956.142026-08-28: open $941.71, high $941.78, low $893.65, close $895.002026-08-31: open $894.58, high $918.84, low $886.84, close $914.762026-09-01: open $901.04, high $909.14, low $854.13, close $868.952026-09-02: open $867.71, high $887.46, low $848.43, close $870.582026-09-03: open $874.00, high $874.00, low $818.89, close $847.372026-09-04: open $861.39, high $885.83, low $841.04, close $881.262026-09-08: open $897.56, high $1000.15, low $884.70, close $978.542026-09-09: open $980.06, high $1026.76, low $978.11, close $988.982026-09-10: open $959.44, high $994.50, low $933.82, close $935.702026-09-11: open $945.60, high $973.50, low $914.65, close $927.032026-09-14: open $860.88, high $878.99, low $833.70, close $835.032026-09-15: open $842.71, high $856.00, low $832.11, close $838.962026-09-16: open $856.00, high $937.88, low $855.09, close $919.402026-09-17: open $934.88, high $943.01, low $886.10, close $893.612026-09-18: open $915.66, high $951.60, low $896.00, close $930.912026-09-21: open $959.27, high $983.45, low $946.00, close $954.492026-09-22: open $937.17, high $1002.00, low $934.38, close $945.672026-09-23: open $946.56, high $960.00, low $924.55, close $937.002026-09-24: open $923.83, high $954.45, low $912.00, close $929.042026-09-25: open $936.04, high $962.88, low $913.29, close $941.652026-09-28: open $950.00, high $950.97, low $881.23, close $921.322026-09-29: open $945.00, high $998.88, low $934.51, close $973.492026-09-30: open $985.54, high $1009.45, low $940.27, close $971.262026-10-01: open $980.00, high $1078.04, low $966.00, close $1045.782026-10-02: open $1053.26, high $1091.61, low $1037.24, close $1085.422026-10-05: open $1092.29, high $1124.40, low $1072.04, close $1091.672026-10-06: open $1099.81, high $1137.21, low $1084.04, close $1133.402026-10-07: open $1102.62, high $1119.15, low $1082.44, close $1111.072026-10-08: open $1067.03, high $1099.60, low $1027.00, close $1048.602026-10-09: open $1114.54, high $1143.00, low $1077.38, close $1103.362026-10-12: open $1101.78, high $1102.00, low $980.00, close $995.412026-10-13: open $971.79, high $993.00, low $952.01, close $987.992026-10-14: open $955.53, high $973.70, low $893.88, close $896.332026-10-15: open $845.00, high $874.73, low $800.00, close $869.542026-10-16: open $853.49, high $867.41, low $822.00, close $824.132026-10-19: open $872.50, high $874.41, low $833.50, close $834.512026-10-20: open $816.58, high $837.78, low $785.00, close $822.512026-10-21: open $863.14, high $878.90, low $826.01, close $850.702026-10-22: open $804.06, high $811.00, low $746.23, close $752.542026-10-23: open $760.00, high $788.90, low $736.01, close $756.172026-10-26: open $766.32, high $840.47, low $756.00, close $818.102026-10-27: open $846.38, high $892.99, low $820.30, close $866.182026-10-28: open $877.23, high $921.00, low $872.40, close $913.952026-10-29: open $947.88, high $978.40, low $899.38, close $919.532026-10-30: open $861.28, high $887.60, low $805.29, close $840.70Insider purchases / sales · USD$50M$0−$50M2026-08-18: 0 purchases ($0), 2 sales ($4M)2026-08-20: 0 purchases ($0), 3 sales ($5M)2026-08-21: 0 purchases ($0), 1 sales ($449K)2026-08-24: 0 purchases ($0), 1 sales ($412K)2026-08-25: 0 purchases ($0), 36 sales ($44M)2026-08-26: 0 purchases ($0), 1 sales ($441K)2026-08-27: 0 purchases ($0), 2 sales ($1M)2026-08-28: 0 purchases ($0), 1 sales ($470K)2026-08-31: 0 purchases ($0), 1 sales ($448K)2026-09-01: 0 purchases ($0), 1 sales ($451K)2026-09-02: 0 purchases ($0), 1 sales ($432K)2026-09-03: 0 purchases ($0), 1 sales ($435K)2026-09-04: 0 purchases ($0), 1 sales ($430K)2026-09-08: 0 purchases ($0), 1 sales ($448K)2026-09-09: 0 purchases ($0), 1 sales ($489K)2026-09-10: 0 purchases ($0), 1 sales ($481K)2026-09-11: 0 purchases ($0), 1 sales ($472K)2026-09-14: 0 purchases ($0), 1 sales ($431K)2026-09-15: 0 purchases ($0), 1 sales ($421K)2026-09-16: 0 purchases ($0), 1 sales ($428K)2026-09-17: 0 purchases ($0), 1 sales ($467K)2026-09-18: 0 purchases ($0), 1 sales ($460K)2026-09-21: 0 purchases ($0), 1 sales ($480K)2026-09-22: 0 purchases ($0), 1 sales ($468K)2026-09-23: 0 purchases ($0), 1 sales ($473K)2026-09-24: 0 purchases ($0), 1 sales ($461K)2026-09-25: 0 purchases ($0), 1 sales ($468K)2026-09-28: 0 purchases ($0), 1 sales ($474K)2026-09-29: 0 purchases ($0), 1 sales ($290K)2026-10-01: 0 purchases ($0), 1 sales ($26M)Aug 4Aug 26Sep 17Oct 9Oct 30

purchases above zero; sales below. Both use the transaction date and the same dollar scale. Hover, tap, or use arrow keys to inspect a date. Awards, exercises, tax withholding and gifts are excluded.

Dates with prices or insider activity are spaced evenly; empty weekends and holidays are omitted. Prices through Oct 30, 2026. Insider data through Nov 1, 2026. Prices are adjusted for splits; transaction values are reported dollars.

Every transaction

373 transactions from November 1, 2024 to November 1, 2026, newest first. Open-market purchases and sales are coloured; awards, exercises, tax withholding and gifts are grey and not counted.

TradedInsiderRoleTransactionSharesPriceValueHeld afterFiled
Oct 1, 2026Ali WajidEVP & CHIEF FINANCIAL OFFICERopen-market sale10b5-124,542$1048.50$26M75,074Oct 2, 2026
Sep 29, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1307$945.00$290K108,320Sep 30, 2026
Sep 28, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$948.50$474K108,627Sep 30, 2026
Sep 25, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$935.75$468K109,127Sep 25, 2026
Sep 24, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$921.07$461K109,627Sep 25, 2026
Sep 23, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$946.56$473K110,127Sep 23, 2026
Sep 22, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$935.55$468K110,627Sep 23, 2026
Sep 21, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$959.27$480K111,127Sep 23, 2026
Sep 18, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$920.00$460K111,627Sep 18, 2026
Sep 17, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$933.45$467K112,127Sep 18, 2026
Sep 16, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$856.83$428K112,627Sep 18, 2026
Sep 15, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$841.51$421K113,127Sep 15, 2026
Sep 14, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$862.14$431K113,627Sep 15, 2026
Sep 11, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$944.41$472K114,127Sep 15, 2026
Sep 10, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$961.44$481K114,627Sep 10, 2026
Sep 9, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$978.54$489K115,127Sep 10, 2026
Sep 8, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$895.99$448K115,627Sep 10, 2026
Sep 4, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$860.00$430K116,127Sep 4, 2026
Sep 3, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$870.01$435K116,627Sep 4, 2026
Sep 2, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$864.49$432K117,127Sep 4, 2026
Sep 1, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$901.04$451K117,627Sep 1, 2026
Aug 31, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$895.00$448K118,127Sep 1, 2026
Aug 28, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$940.95$470K118,627Sep 1, 2026
Aug 27, 2026Hurlston Michael E.President and CEO, Directoropen-market sale548$958.66$525K186,951Aug 27, 2026
Aug 27, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$958.66$479K119,127Aug 27, 2026
Aug 26, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSopen-market sale10b5-1500$882.15$441K91,729Aug 26, 2026
Aug 25, 2026Hurlston Michael E.President and CEO, Directoraward7,941$0.00—187,499Aug 27, 2026
Aug 25, 2026Wupen YuenPRESIDENT, GLOBAL BUS. UNITSaward5,138$0.00—120,627Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-1360$842.22$303K116,743Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-11,213$843.60$1M115,530Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-11,053$844.61$889K114,477Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-1631$845.63$534K113,846Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-12,073$846.44$2M111,773Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-12,121$847.52$2M109,652Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-11,102$848.66$935K108,550Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-11,528$849.71$1M107,022Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-13,017$850.66$3M104,005Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-14,426$851.68$4M99,579Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-13,711$852.60$3M95,868Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-12,465$853.62$2M93,403Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-13,486$854.89$3M89,917Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-1800$855.84$685K89,117Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-14,676$856.71$4M84,441Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-13,511$857.95$3M80,930Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-1188$858.82$161K80,742Aug 27, 2026
Aug 25, 2026Retort VincentSEE REMARKSopen-market sale10b5-12,302$860.05$2M78,440Aug 27, 2026
Aug 25, 2026Kim JaeSVP, GENERAL COUNSELopen-market sale10b5-1205$842.39$173K49,599Aug 27, 2026
Aug 25, 2026Kim JaeSVP, GENERAL COUNSELopen-market sale10b5-1280$843.68$236K49,319Aug 27, 2026
Aug 25, 2026Kim JaeSVP, GENERAL COUNSELopen-market sale10b5-1360$844.66$304K48,959Aug 27, 2026
Aug 25, 2026Kim JaeSVP, GENERAL COUNSELopen-market sale10b5-1570$845.96$482K48,389Aug 27, 2026

Who the insiders are

Everyone who reported a transaction since November 1, 2024, by open-market value over twelve months. Shares held are after the insider’s latest directly held transaction.

InsiderRoleLast transactionKindShares heldBought, 12 monthsSold, 12 monthsSales under a plan
Retort VincentSEE REMARKSAug 25, 2026open-market sale116,743—$69M (60)60 of 60
Ali WajidEVP & CHIEF FINANCIAL OFFICEROct 1, 2026open-market sale75,074—$32M (15)15 of 15
Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSep 29, 2026open-market sale108,320—$19M (33)33 of 33
Kim JaeSVP, GENERAL COUNSELAug 25, 2026open-market sale49,599—$17M (23)23 of 23
Lillie BrianDirectorJul 15, 2026award14,018—$12M (31)31 of 31
Small IanDirectorJul 15, 2026award21,116—$7M (4)0 of 4
Harris Isaac HosojiroSEE REMARKS, DirectorJun 2, 2026open-market sale6,984—$7M (3)2 of 3
Herscher PennyDirectorJul 15, 2026award2,165—$5M (9)0 of 9
Fletcher PamelaDirectorJul 15, 2026award7,514—$4M (4)2 of 4
Johnson Julia SuzanneDirectorJul 15, 2026award13,428—$3M (1)0 of 1
Sepe Matthew JosephCHIEF ACCOUNTING OFFICERJan 15, 2026tax withholding41,514—$1M (1)0 of 1
Hurlston Michael E.President and CEO, DirectorAug 27, 2026open-market sale186,951—$525K (1)0 of 1
Lowe Alan SCHIEF EXECUTIVE OFFICER, DirectorJun 26, 2025open-market sale230,471———
Covert Harold LDirectorNov 22, 2024open-market sale3,313———
Thad TrentDirectorJul 15, 2026award1,313———
Lundstrom PaulDirectorNov 19, 2025award4,904———
Chang EricSEE REMARKSAug 25, 2026award5,906———

Questions

Are Lumentum insiders buying or selling?

Over the twelve months to November 1, 2026, 12 insiders at Lumentum sold $176M of stock in the open market, all by officers and directors, and no insider bought. Net, insiders sold $176M. Only open-market purchases and sales are counted.

Who sold the most Lumentum stock in the last year?

Retort Vincent (SEE REMARKS) sold $69M in 60 open-market sales over the twelve months to November 1, 2026.

Do Lumentum executives sell under 10b5-1 plans?

166 of the 185 open-market sales in the last twelve months (90%) were reported as made under a Rule 10b5-1 trading plan, set up in advance. A sale under a plan is still counted as a sale.

What counts as insider buying here?

Only open-market purchases (Form 4 code P) and sales (code S) by officers, directors and 10% owners. Stock awards, option exercises, shares withheld for tax and gifts are listed in the table but never counted as buying or selling.

More on Lumentum

From Form 4, 4/A and 5 filings with the SEC. A record of insider transactions, not a recommendation.