The Filings Report

Houlihan Lokey, Inc. insider trading

HLIfinancial statementsForm 4 filings on EDGAR61 transactions since Nov 9, 2024

From August 12, 2026 to November 9, 2026, 0 insiders at Houlihan Lokey, Inc. bought $0 of stock in the open market, and 1 sold $140K. Officers and directors accounted for $0 of purchases and $140K of sales. The last reported transaction was an award by Reichert Thomas on October 1, 2026.

The answer card and chart use the same period. Change the range above the chart to update both. Form 4 filings through October 2, 2026; awards, option exercises, tax withholding and gifts are excluded from these totals.

Stock price and insider activity

Daily price candles with insider purchases and sales directly beneath them on the same timeline. Bars show individual days; totals sum all days in the selected period.

HLI daily priceSplit-adjusted prices in US dollars

Bought $0Sold $140KAug 12, 2026 – Nov 9, 2026

Nov 6, 2026O $144.88 · H $147.78 · L $143.11 · C $145.86Bought $0 (0)Sold $0 (0)
$120$130$140$149$1592026-08-12: open $125.45, high $125.97, low $123.15, close $123.422026-08-13: open $123.59, high $132.37, low $123.49, close $132.212026-08-14: open $131.81, high $133.36, low $128.38, close $128.682026-08-17: open $127.60, high $128.43, low $125.19, close $125.222026-08-18: open $125.63, high $128.79, low $124.01, close $127.012026-08-19: open $127.73, high $133.68, low $127.19, close $130.092026-08-20: open $129.08, high $130.96, low $127.51, close $128.062026-08-21: open $128.77, high $131.24, low $128.22, close $129.052026-08-24: open $129.78, high $131.36, low $128.21, close $128.952026-08-25: open $128.96, high $129.55, low $127.20, close $129.042026-08-26: open $128.72, high $130.58, low $127.73, close $129.802026-08-27: open $128.62, high $132.02, low $128.62, close $130.812026-08-28: open $131.55, high $133.93, low $130.68, close $133.022026-08-31: open $131.04, high $133.83, low $131.04, close $133.292026-09-01: open $130.90, high $135.98, low $129.31, close $132.902026-09-02: open $132.36, high $135.24, low $131.59, close $133.212026-09-03: open $135.13, high $138.90, low $134.65, close $136.862026-09-04: open $134.79, high $137.21, low $133.94, close $137.112026-09-08: open $135.84, high $137.46, low $134.77, close $135.392026-09-09: open $135.04, high $136.43, low $133.61, close $135.272026-09-10: open $134.94, high $141.08, low $134.18, close $135.972026-09-11: open $137.17, high $140.59, low $135.56, close $136.612026-09-14: open $136.96, high $139.77, low $135.73, close $137.822026-09-15: open $137.03, high $137.83, low $133.42, close $133.732026-09-16: open $133.33, high $134.69, low $129.13, close $130.342026-09-17: open $131.84, high $135.02, low $130.22, close $132.662026-09-18: open $131.54, high $132.80, low $130.47, close $130.552026-09-21: open $132.65, high $134.10, low $131.01, close $132.612026-09-22: open $133.98, high $135.46, low $127.52, close $130.972026-09-23: open $130.12, high $131.22, low $127.96, close $129.942026-09-24: open $129.83, high $130.74, low $125.34, close $127.492026-09-25: open $127.48, high $129.71, low $126.78, close $129.072026-09-28: open $128.72, high $129.59, low $126.92, close $129.542026-09-29: open $129.34, high $130.84, low $126.45, close $127.462026-09-30: open $126.37, high $128.15, low $126.02, close $126.342026-10-01: open $125.71, high $129.00, low $123.69, close $128.382026-10-02: open $129.34, high $130.93, low $126.16, close $126.372026-10-05: open $126.20, high $128.03, low $124.60, close $126.902026-10-06: open $128.30, high $129.53, low $127.50, close $127.942026-10-07: open $125.69, high $125.96, low $121.89, close $125.222026-10-08: open $124.67, high $127.22, low $123.64, close $125.532026-10-09: open $128.79, high $130.88, low $126.40, close $130.162026-10-12: open $130.19, high $131.08, low $128.30, close $130.382026-10-13: open $131.31, high $131.31, low $128.60, close $129.532026-10-14: open $128.05, high $130.20, low $123.05, close $124.782026-10-15: open $125.00, high $128.64, low $124.46, close $128.512026-10-16: open $129.72, high $130.26, low $127.81, close $129.552026-10-19: open $129.39, high $130.08, low $126.84, close $127.072026-10-20: open $127.56, high $131.88, low $127.49, close $130.332026-10-21: open $131.18, high $131.37, low $127.54, close $128.392026-10-22: open $127.35, high $134.65, low $126.12, close $133.242026-10-23: open $131.18, high $132.75, low $130.23, close $131.312026-10-26: open $131.31, high $134.02, low $130.72, close $131.212026-10-27: open $132.09, high $133.45, low $130.66, close $132.352026-10-28: open $132.59, high $137.66, low $132.59, close $137.382026-10-29: open $143.67, high $145.99, low $139.19, close $139.342026-10-30: open $137.76, high $138.18, low $136.25, close $138.002026-11-02: open $139.67, high $146.94, low $139.29, close $146.442026-11-03: open $145.52, high $146.99, low $144.01, close $146.742026-11-04: open $149.05, high $155.86, low $149.04, close $154.062026-11-05: open $155.94, high $157.15, low $145.50, close $147.222026-11-06: open $144.88, high $147.78, low $143.11, close $145.86Insider purchases / sales · USD$200K$0−$200K2026-09-10: 0 purchases ($0), 1 sales ($140K)Aug 12Sep 2Sep 25Oct 16Nov 6

purchases above zero; sales below. Both use the transaction date and the same dollar scale. Hover, tap, or use arrow keys to inspect a date. Awards, exercises, tax withholding and gifts are excluded.

Dates with prices or insider activity are spaced evenly; empty weekends and holidays are omitted. Prices through Nov 6, 2026. Insider data through Nov 9, 2026. Prices are adjusted for splits; transaction values are reported dollars.

Every transaction

61 transactions from November 9, 2024 to November 9, 2026, newest first. Open-market purchases and sales are coloured; awards, exercises, tax withholding and gifts are grey and not counted.

TradedInsiderRoleTransactionSharesPriceValueHeld afterFiled
Oct 1, 2026Reichert ThomasDirectoraward925$0.00—925Oct 2, 2026
Sep 10, 2026Crain Christopher MGENERAL COUNSELconversion1,000$0.00—1,000Sep 10, 2026
Sep 10, 2026Crain Christopher MGENERAL COUNSELopen-market sale1,000$140.15$140K0Sep 10, 2026
Aug 3, 2026Alley J LindseyChief Financial Officeropen-market buy4,020$124.52$501K4,020Aug 5, 2026
May 21, 2026Beiser Scott LCO-CHAIRMAN, Director, 10% ownerconversion6,265$0.00—6,265May 21, 2026
May 21, 2026Beiser Scott LCO-CHAIRMAN, Director, 10% owneropen-market sale6,265$150.26$941K0May 21, 2026
May 21, 2026Walker Cyrus D.Directoraward996$0.00—7,111May 21, 2026
May 21, 2026Bassey Ekpedeme MDirectoraward797$0.00—6,424May 21, 2026
May 21, 2026Zucker Gillian BethDirectoraward996$0.00—6,529May 21, 2026
May 21, 2026Zuber Paul AndrewDirectorawardindirect797$0.00—7,005May 21, 2026
May 21, 2026Schriesheim Robert ADirectoraward1,129$0.00—29,111May 21, 2026
May 21, 2026Mund Ronald ScottDirectoraward476$0.00—969May 21, 2026
Apr 1, 2026Crain Christopher MGENERAL COUNSELconversion500$0.00—500Apr 2, 2026
Apr 1, 2026Crain Christopher MGENERAL COUNSELopen-market sale10b5-1500$143.40$72K0Apr 2, 2026
Feb 6, 2026Schriesheim Robert ADirectoropen-market sale5,000$170.86$854K27,982Feb 10, 2026
Jan 2, 2026Crain Christopher MGENERAL COUNSELopen-market sale10b5-1500$174.17$87K0Jan 5, 2026
Jan 2, 2026Crain Christopher MGENERAL COUNSELconversion500$0.00—500Jan 5, 2026
Dec 5, 2025Gold IrwinCO-CHAIRMAN, Director, 10% ownergift5,000$0.00—0Dec 8, 2025
Dec 5, 2025Gold IrwinCO-CHAIRMAN, Director, 10% ownerconversion5,000$0.00—5,000Dec 8, 2025
Nov 26, 2025Crain Christopher MGENERAL COUNSELgift1,200$0.00—0Dec 1, 2025
Nov 26, 2025Crain Christopher MGENERAL COUNSELconversion1,200$0.00—1,200Dec 1, 2025
Nov 10, 2025Beiser Scott LCO-CHAIRMAN, Director, 10% ownerconversion8,000$0.00—8,000Nov 12, 2025
Nov 10, 2025Beiser Scott LCO-CHAIRMAN, Director, 10% ownergift8,000$0.00—0Nov 12, 2025
Oct 1, 2025Mund Ronald ScottDirectoraward483$0.00—483Oct 14, 2025
Sep 16, 2025Gold IrwinCO-CHAIRMAN, Director, 10% ownerconversion6,811$0.00—6,811Sep 18, 2025
Sep 16, 2025Gold IrwinCO-CHAIRMAN, Director, 10% owneropen-market sale6,811$202.75$1M0Sep 18, 2025
Sep 2, 2025Crain Christopher MGENERAL COUNSELconversion500$0.00—500Sep 3, 2025
Sep 2, 2025Crain Christopher MGENERAL COUNSELopen-market sale10b5-1500$196.22$98K0Sep 3, 2025
Aug 27, 2025Siegert Paul EricCO-CHAIRMANconversion40,000$0.00—40,000Aug 28, 2025
Aug 27, 2025Siegert Paul EricCO-CHAIRMANopen-market sale40,000$199.95$8M0Aug 28, 2025
Jul 14, 2025Zucker Gillian BethDirectoropen-market sale10b5-1200$191.65$38K5,533Jul 14, 2025
Jun 30, 2025Gold IrwinCO-CHAIRMAN, Director, 10% owneropen-market sale5,000$182.81$914K0Jun 30, 2025
Jun 30, 2025Gold IrwinCO-CHAIRMAN, Director, 10% ownerconversion5,000$0.00—5,000Jun 30, 2025
Jun 26, 2025Gold IrwinCO-CHAIRMAN, Director, 10% ownergift5,000$0.00—0Jun 26, 2025
Jun 24, 2025Gold IrwinCO-CHAIRMAN, Director, 10% ownerconversion5,000$0.00—5,000Jun 26, 2025
Jun 13, 2025Zucker Gillian BethDirectoropen-market sale10b5-1200$174.37$35K5,733Jun 13, 2025
Jun 2, 2025Crain Christopher MGENERAL COUNSELopen-market sale10b5-1500$173.02$87K0Jun 3, 2025
Jun 2, 2025Crain Christopher MGENERAL COUNSELconversion500$0.00—500Jun 3, 2025
May 22, 2025Walker Cyrus D.Directoraward732$0.00—6,115May 23, 2025
May 22, 2025Bassey Ekpedeme MDirectoraward563$0.00—5,627May 23, 2025
May 22, 2025Zucker Gillian BethDirectoraward732$0.00—5,933May 23, 2025
May 22, 2025Zuber Paul AndrewDirectorawardindirect563$0.00—6,208May 23, 2025
May 22, 2025Kosecoff Jacqueline BDirectoraward563$0.00—15,316May 23, 2025
May 22, 2025Schriesheim Robert ADirectoraward845$0.00—32,982May 23, 2025
May 19, 2025Beiser Scott LCO-CHAIRMAN, Director, 10% ownergift15,000$0.00—0May 20, 2025
May 19, 2025Beiser Scott LCO-CHAIRMAN, Director, 10% ownerconversion15,000$0.00—15,000May 20, 2025
May 19, 2025Beiser Scott LCO-CHAIRMAN, Director, 10% ownerconversion8,008$0.00—8,008May 20, 2025
May 19, 2025Beiser Scott LCO-CHAIRMAN, Director, 10% owneropen-market sale8,008$178.71$1M0May 20, 2025
May 13, 2025Zucker Gillian BethDirectoropen-market sale10b5-1200$178.46$36K5,201May 13, 2025
Apr 14, 2025Zucker Gillian BethDirectoropen-market sale10b5-1200$154.41$31K5,401Apr 14, 2025

Who the insiders are

Everyone who reported a transaction since November 9, 2024, by open-market value over twelve months. Shares held are after the insider’s latest directly held transaction.

InsiderRoleLast transactionKindShares heldBought, 12 monthsSold, 12 monthsSales under a plan
Beiser Scott LCO-CHAIRMAN, Director, 10% ownerMay 21, 2026conversion6,265—$941K (1)0 of 1
Schriesheim Robert ADirectorMay 21, 2026award29,111—$854K (1)0 of 1
Alley J LindseyChief Financial OfficerAug 3, 2026open-market buy4,020$501K (1)——
Crain Christopher MGENERAL COUNSELSep 10, 2026conversion1,000—$299K (3)2 of 3
Gold IrwinCO-CHAIRMAN, Director, 10% ownerDec 5, 2025gift0———
Zucker Gillian BethDirectorMay 21, 2026award6,529———
Walker Cyrus D.DirectorMay 21, 2026award7,111———
Bassey Ekpedeme MDirectorMay 21, 2026award6,424———
Zuber Paul AndrewDirectorMay 21, 2026award————
Mund Ronald ScottDirectorMay 21, 2026award969———
Siegert Paul EricCO-CHAIRMANAug 27, 2025conversion40,000———
Reichert ThomasDirectorOct 1, 2026award925———
Kosecoff Jacqueline BDirectorMay 22, 2025award15,316———

Questions

Are Houlihan Lokey, Inc. insiders buying or selling?

Over the twelve months to November 9, 2026, 3 insiders at Houlihan Lokey, Inc. sold $2M of stock in the open market, all by officers and directors, and 1 insider bought $501K, all by officers and directors. Net, insiders sold $2M. Only open-market purchases and sales are counted.

Who sold the most Houlihan Lokey, Inc. stock in the last year?

Beiser Scott L (CO-CHAIRMAN, Director, 10% owner) sold $941K in 1 open-market sale over the twelve months to November 9, 2026.

Do Houlihan Lokey, Inc. executives sell under 10b5-1 plans?

2 of the 5 open-market sales in the last twelve months (40%) were reported as made under a Rule 10b5-1 trading plan, set up in advance. A sale under a plan is still counted as a sale.

What counts as insider buying here?

Only open-market purchases (Form 4 code P) and sales (code S) by officers, directors and 10% owners. Stock awards, option exercises, shares withheld for tax and gifts are listed in the table but never counted as buying or selling.

More on Houlihan Lokey, Inc.

From Form 4, 4/A and 5 filings with the SEC. A record of insider transactions, not a recommendation.