The Filings Report

Capital One Financial insider trading

COFfinancial statementsForm 4 filings on EDGAR354 transactions since Nov 1, 2024

From August 4, 2026 to November 1, 2026, 0 insiders at Capital One Financial bought $0 of stock in the open market, and 7 sold $25M. Officers and directors accounted for $0 of purchases and $25M of sales. The last reported transaction was an option exercise by Fairbank Richard D on October 27, 2026.

The answer card and chart use the same period. Change the range above the chart to update both. Form 4 filings through October 29, 2026; awards, option exercises, tax withholding and gifts are excluded from these totals.

Stock price and insider activity

Daily price candles with insider purchases and sales directly beneath them on the same timeline. Bars show individual days; totals sum all days in the selected period.

COF daily priceSplit-adjusted prices in US dollars

Bought $0Sold $25MAug 4, 2026 – Nov 1, 2026

Oct 30, 2026O $208.88 · H $208.88 · L $202.06 · C $204.85Bought $0 (0)Sold $0 (0)
$187$198$209$220$2302026-08-04: open $219.33, high $222.92, low $217.45, close $221.912026-08-05: open $216.42, high $223.62, low $216.42, close $221.632026-08-06: open $221.38, high $222.32, low $219.32, close $220.002026-08-07: open $218.49, high $219.64, low $216.50, close $217.762026-08-10: open $216.76, high $219.33, low $216.45, close $218.972026-08-11: open $219.01, high $221.24, low $218.46, close $219.152026-08-12: open $219.52, high $223.21, low $218.60, close $222.442026-08-13: open $224.19, high $225.50, low $221.19, close $223.832026-08-14: open $225.95, high $228.14, low $224.41, close $227.342026-08-17: open $225.52, high $226.80, low $221.34, close $221.452026-08-18: open $220.43, high $223.59, low $219.51, close $221.472026-08-19: open $222.47, high $224.61, low $220.11, close $220.732026-08-20: open $217.37, high $218.91, low $211.32, close $212.482026-08-21: open $214.62, high $219.17, low $214.62, close $217.912026-08-24: open $218.99, high $221.51, low $216.13, close $216.272026-08-25: open $217.89, high $218.15, low $214.94, close $216.242026-08-26: open $216.24, high $218.25, low $214.93, close $217.212026-08-27: open $215.97, high $218.69, low $214.56, close $216.672026-08-28: open $217.32, high $219.15, low $215.60, close $215.672026-08-31: open $214.25, high $215.44, low $213.03, close $214.512026-09-01: open $214.10, high $215.94, low $210.52, close $211.342026-09-02: open $211.73, high $220.56, low $211.73, close $216.602026-09-03: open $219.16, high $221.10, low $216.87, close $220.502026-09-04: open $219.00, high $220.77, low $218.01, close $219.602026-09-08: open $217.43, high $218.64, low $213.90, close $213.962026-09-09: open $212.72, high $214.31, low $210.86, close $210.862026-09-10: open $209.63, high $209.99, low $205.30, close $207.112026-09-11: open $210.64, high $211.29, low $206.30, close $208.302026-09-14: open $207.35, high $208.86, low $205.71, close $206.682026-09-15: open $206.07, high $208.82, low $203.00, close $206.852026-09-16: open $206.38, high $208.33, low $200.55, close $203.192026-09-17: open $206.25, high $206.55, low $201.92, close $202.042026-09-18: open $201.30, high $202.97, low $200.28, close $202.432026-09-21: open $204.96, high $205.62, low $202.32, close $204.922026-09-22: open $206.76, high $207.00, low $199.56, close $200.552026-09-23: open $199.11, high $199.81, low $195.84, close $196.102026-09-24: open $196.20, high $196.99, low $193.71, close $196.612026-09-25: open $197.08, high $201.69, low $195.40, close $200.202026-09-28: open $199.32, high $199.49, low $196.08, close $196.462026-09-29: open $197.60, high $198.04, low $195.31, close $196.462026-09-30: open $196.34, high $197.00, low $192.91, close $193.072026-10-01: open $191.97, high $194.78, low $189.78, close $194.482026-10-02: open $196.24, high $197.04, low $192.93, close $194.722026-10-05: open $195.10, high $196.99, low $194.08, close $195.142026-10-06: open $196.22, high $197.92, low $195.58, close $195.822026-10-07: open $193.38, high $196.32, low $193.38, close $195.912026-10-08: open $193.50, high $199.57, low $193.03, close $199.402026-10-09: open $198.61, high $200.51, low $197.57, close $199.262026-10-12: open $199.23, high $202.39, low $199.23, close $201.142026-10-13: open $201.09, high $202.51, low $194.39, close $198.072026-10-14: open $195.55, high $196.87, low $192.43, close $194.352026-10-15: open $195.86, high $200.22, low $193.00, close $198.862026-10-16: open $200.60, high $204.01, low $200.27, close $201.742026-10-19: open $201.47, high $201.64, low $199.27, close $199.832026-10-20: open $200.00, high $203.46, low $198.70, close $201.562026-10-21: open $206.37, high $211.49, low $205.24, close $206.662026-10-22: open $205.94, high $208.45, low $202.33, close $203.432026-10-23: open $200.73, high $202.74, low $199.28, close $201.342026-10-26: open $202.83, high $205.46, low $201.28, close $202.352026-10-27: open $204.49, high $204.98, low $201.52, close $203.442026-10-28: open $204.49, high $205.66, low $202.99, close $204.882026-10-29: open $207.46, high $210.04, low $206.89, close $208.742026-10-30: open $208.88, high $208.88, low $202.06, close $204.85Insider purchases / sales · USD$20M$0−$20M2026-08-04: 0 purchases ($0), 2 sales ($1M)2026-08-07: 0 purchases ($0), 1 sales ($11K)2026-08-10: 0 purchases ($0), 1 sales ($1M)2026-08-13: 0 purchases ($0), 1 sales ($270K)2026-08-17: 0 purchases ($0), 4 sales ($920K)2026-09-01: 0 purchases ($0), 1 sales ($749K)2026-09-15: 0 purchases ($0), 2 sales ($841K)2026-10-06: 0 purchases ($0), 1 sales ($687K)2026-10-15: 0 purchases ($0), 2 sales ($747K)2026-10-27: 0 purchases ($0), 3 sales ($18M)Aug 4Aug 26Sep 17Oct 9Oct 30

purchases above zero; sales below. Both use the transaction date and the same dollar scale. Hover, tap, or use arrow keys to inspect a date. Awards, exercises, tax withholding and gifts are excluded.

Dates with prices or insider activity are spaced evenly; empty weekends and holidays are omitted. Prices through Oct 30, 2026. Insider data through Nov 1, 2026. Prices are adjusted for splits; transaction values are reported dollars.

Every transaction

354 transactions from November 1, 2024 to November 1, 2026, newest first. Open-market purchases and sales are coloured; awards, exercises, tax withholding and gifts are grey and not counted.

TradedInsiderRoleTransactionSharesPriceValueHeld afterFiled
Oct 27, 2026Fairbank Richard DChairman and CEO, Directoroption exercise40,743$86.34$4M4MOct 29, 2026
Oct 27, 2026Fairbank Richard DChairman and CEO, Directoropen-market sale10b5-146,845$202.32$9M4MOct 29, 2026
Oct 27, 2026Fairbank Richard DChairman and CEO, Directoropen-market sale10b5-137,025$203.29$8M4MOct 29, 2026
Oct 27, 2026Fairbank Richard DChairman and CEO, Directoropen-market sale10b5-16,873$204.19$1M4MOct 29, 2026
Oct 15, 2026Dean LiaPres, Banking & Prem. Productsopen-market sale10b5-11,887$195.86$370K59,308Oct 19, 2026
Oct 15, 2026Karam CeliaPres, Retail Bankopen-market sale10b5-11,927$195.86$377K55,774Oct 19, 2026
Oct 6, 2026Cooper Matthew WGeneral Counsel & Corp Secyopen-market sale10b5-13,500$196.22$687K79,694Oct 7, 2026
Sep 15, 2026Karam CeliaPres, Retail Bankopen-market sale10b5-12,017$206.07$416K57,696Sep 16, 2026
Sep 15, 2026Dean LiaPres, Banking & Prem. Productsopen-market sale10b5-12,066$206.07$426K61,195Sep 16, 2026
Sep 1, 2026Cooper Matthew WGeneral Counsel & Corp Secyopen-market sale10b5-13,500$214.10$749K83,194Sep 2, 2026
Aug 17, 2026Dean LiaPres, Banking & Prem. Productsopen-market sale10b5-12,192$225.52$494K63,262Aug 18, 2026
Aug 17, 2026Dean LiaPres, Banking & Prem. Productsopen-market sale10b5-11$225.92$22663,261Aug 18, 2026
Aug 17, 2026Karam CeliaPres, Retail Bankopen-market sale10b5-11,887$225.52$426K59,709Aug 18, 2026
Aug 17, 2026Karam CeliaPres, Retail Bankopen-market sale10b5-11$225.92$22659,708Aug 18, 2026
Aug 13, 2026Mouadeb Mark DanielPresident, Cardopen-market sale10b5-11,199$225.00$270K49,132Aug 17, 2026
Aug 10, 2026Zamsky MichaelChief Credit & Fin'l Risk Off.open-market sale5,473$218.02$1M27,992Aug 11, 2026
Aug 7, 2026Raghu RaviPres, Software, Intl & Sm Busopen-market sale10b5-150$218.49$11K26,278Aug 10, 2026
Aug 4, 2026Mouadeb Mark DanielPresident, Cardopen-market sale10b5-11,183$220.00$260K50,331Aug 5, 2026
Aug 4, 2026Cooper Matthew WGeneral Counsel & Corp Secyopen-market sale10b5-13,500$219.33$768K86,694Aug 5, 2026
Aug 3, 2026Mouadeb Mark DanielPresident, Cardopen-market sale10b5-1690$215.00$148K51,514Aug 4, 2026
Aug 1, 2026Hanson Jason P.Pres.- Global Payment Networkoption exercise2,014——42,244Aug 4, 2026
Aug 1, 2026Hanson Jason P.Pres.- Global Payment Networktax withholding893$209.01$187K41,351Aug 4, 2026
Jul 31, 2026Raghu RaviPres, Software, Intl & Sm Busopen-market sale10b5-13,462$209.27$724K32,592Aug 3, 2026
Jul 31, 2026Raghu RaviPres, Software, Intl & Sm Busopen-market sale10b5-15,820$210.02$1M26,772Aug 3, 2026
Jul 31, 2026Raghu RaviPres, Software, Intl & Sm Busopen-market sale10b5-1444$210.70$94K26,328Aug 3, 2026
Jul 29, 2026Golden Timothy PSVP, Chief Accounting Officeropen-market sale3,487$211.00$736K7,429Jul 30, 2026
Jul 7, 2026Cooper Matthew WGeneral Counsel & Corp Secyopen-market sale10b5-13,500$208.00$728K90,194Jul 8, 2026
Jun 2, 2026Cooper Matthew WGeneral Counsel & Corp Secyopen-market sale10b5-13,500$183.36$642K93,694Jun 3, 2026
May 13, 2026Haggerty KaitlinChief Human Resources Officeropen-market sale10b5-1119$182.59$22K49,181May 14, 2026
May 12, 2026Haggerty KaitlinChief Human Resources Officeropen-market sale10b5-11,307$183.93$240K49,300May 14, 2026
May 12, 2026Cooper Matthew WGeneral Counsel & Corp Secyopen-market sale10b5-13,500$183.93$644K97,194May 14, 2026
May 8, 2026Locoh-Donou FrancoisDirectoraward1,294$0.00—14,802May 12, 2026
May 8, 2026Detrick Christine RoseDirectoraward1,294$0.00—8,923May 12, 2026
May 8, 2026Harford Suni PDirectoraward1,294$0.00—4,314May 12, 2026
May 8, 2026Leenaars Cornelis PAJDirectoraward1,294$0.00—15,192May 12, 2026
May 8, 2026Raskind Peter EDirectoraward1,294$0.00—34,396May 12, 2026
May 8, 2026Archibong ImeDirectoraward1,294$0.00—9,977May 12, 2026
May 8, 2026Killalea Peter ThomasDirectoraward1,294$0.00—21,378May 12, 2026
May 8, 2026Shattuck Mayo A IIIDirectoraward1,294$0.00—67,911May 12, 2026
May 8, 2026Wong Jennifer L.Directoraward1,294$0.00—15,226May 12, 2026
May 8, 2026williams craig a.Directoraward1,294$0.00—10,218May 12, 2026
May 8, 2026Shepherd MichaelDirectoraward1,294$0.00—27,987May 12, 2026
May 8, 2026Serra EileenDirectoraward1,294$0.00—12,844May 12, 2026
May 1, 2026Karam CeliaPres, Retail Bankopen-market sale10b5-11,749$192.58$337K61,579May 4, 2026
Apr 7, 2026LaPrade,III Frank G.Chief Enterprise Srvcs Officeraward11,041$0.00—69,283Apr 9, 2026
Apr 1, 2026Dean LiaPres, Banking & Prem. Productsopen-market sale10b5-11,692$185.61$314K65,454Apr 3, 2026
Apr 1, 2026Karam CeliaPres, Retail Bankopen-market sale10b5-11,099$185.61$204K63,323Apr 3, 2026
Mar 9, 2026Alexander Robert M.Chief Information Officeraward9,957$0.00—81,783Mar 11, 2026
Mar 9, 2026Alexander Robert M.Chief Information Officertax withholding4,491$185.73$834K77,292Mar 11, 2026
Mar 9, 2026Cooper Matthew WGeneral Counsel & Corp Secytax withholding3,651$185.73$678K100,694Mar 11, 2026

Who the insiders are

Everyone who reported a transaction since November 1, 2024, by open-market value over twelve months. Shares held are after the insider’s latest directly held transaction.

InsiderRoleLast transactionKindShares heldBought, 12 monthsSold, 12 monthsSales under a plan
Fairbank Richard DChairman and CEO, DirectorOct 27, 2026option exercise4M—$41M (12)12 of 12
Blinde NealPresident, Commercial BankingMar 9, 2026award41,893—$17M (9)9 of 9
Cooper Matthew WGeneral Counsel & Corp SecyOct 6, 2026open-market sale79,694—$6M (9)9 of 9
Raghu RaviPres, Software, Intl & Sm BusAug 7, 2026open-market sale26,278—$5M (5)5 of 5
Dean LiaPres, Banking & Prem. ProductsOct 15, 2026open-market sale59,308—$4M (9)9 of 9
LaPrade,III Frank G.Chief Enterprise Srvcs OfficerApr 7, 2026award69,283—$4M (2)2 of 2
Karam CeliaPres, Retail BankOct 15, 2026open-market sale55,774—$4M (10)10 of 10
Mouadeb Mark DanielPresident, CardAug 13, 2026open-market sale49,132—$1M (6)6 of 6
Zamsky MichaelChief Credit & Fin'l Risk Off.Aug 10, 2026open-market sale27,992—$1M (1)0 of 1
Hanson Jason P.Pres.- Global Payment NetworkAug 1, 2026option exercise42,244—$764K (1)1 of 1
Golden Timothy PSVP, Chief Accounting OfficerJul 29, 2026open-market sale7,429—$736K (1)0 of 1
Haggerty KaitlinChief Human Resources OfficerMay 13, 2026open-market sale49,181—$262K (2)2 of 2
Alexander Robert M.Chief Information OfficerMar 9, 2026award81,783———
West KaraChief Enterprise Risk OfficerMar 9, 2026award48,685———
Young Andrew MChief Financial OfficerMar 9, 2026tax withholding59,186———
Sanjiv YajnikPresident, Financial ServicesMar 9, 2026award153,858———
Shattuck Mayo A IIIDirectorMay 8, 2026award67,911———
Wong Jennifer L.DirectorMay 8, 2026award15,226———
williams craig a.DirectorMay 8, 2026award10,218———
Shepherd MichaelDirectorMay 8, 2026award27,987———
Locoh-Donou FrancoisDirectorMay 8, 2026award14,802———
Detrick Christine RoseDirectorMay 8, 2026award8,923———
Harford Suni PDirectorMay 8, 2026award4,314———
Leenaars Cornelis PAJDirectorMay 8, 2026award15,192———
Raskind Peter EDirectorMay 8, 2026award34,396———
Archibong ImeDirectorMay 8, 2026award9,977———
Killalea Peter ThomasDirectorMay 8, 2026award21,378———
Serra EileenDirectorMay 8, 2026award12,844———
Maheras Thomas GDirectorMay 18, 2025award65,272———
Hackett Ann FDirectorMay 12, 2025open-market sale56,244———

Questions

Are Capital One Financial insiders buying or selling?

Over the twelve months to November 1, 2026, 12 insiders at Capital One Financial sold $85M of stock in the open market, all by officers and directors, and no insider bought. Net, insiders sold $85M. Only open-market purchases and sales are counted.

Who sold the most Capital One Financial stock in the last year?

Fairbank Richard D (Chairman and CEO, Director) sold $41M in 12 open-market sales over the twelve months to November 1, 2026.

Do Capital One Financial executives sell under 10b5-1 plans?

65 of the 67 open-market sales in the last twelve months (97%) were reported as made under a Rule 10b5-1 trading plan, set up in advance. A sale under a plan is still counted as a sale.

What counts as insider buying here?

Only open-market purchases (Form 4 code P) and sales (code S) by officers, directors and 10% owners. Stock awards, option exercises, shares withheld for tax and gifts are listed in the table but never counted as buying or selling.

More on Capital One Financial

From Form 4, 4/A and 5 filings with the SEC. A record of insider transactions, not a recommendation.