The Filings Report

Caterpillar insider trading

CATfinancial statementsForm 4 filings on EDGAR307 transactions since Nov 1, 2024

From August 4, 2026 to November 1, 2026, 0 insiders at Caterpillar bought $0 of stock in the open market, and 1 sold $26M. Officers and directors accounted for $0 of purchases and $26M of sales. The last reported transaction was an option exercise by Creed Joseph E on August 28, 2026.

The answer card and chart use the same period. Change the range above the chart to update both. Form 4 filings through September 1, 2026; awards, option exercises, tax withholding and gifts are excluded from these totals.

Stock price and insider activity

Daily price candles with insider purchases and sales directly beneath them on the same timeline. Bars show individual days; totals sum all days in the selected period.

CAT daily priceSplit-adjusted prices in US dollars

Bought $0Sold $26MAug 4, 2026 – Nov 1, 2026

Oct 30, 2026O $627.32 · H $637.70 · L $616.66 · C $622.75Bought $0 (0)Sold $0 (0)
$598$687$776$865$9542026-08-04: open $922.00, high $935.00, low $866.85, close $876.542026-08-05: open $874.90, high $905.72, low $870.00, close $871.082026-08-06: open $862.00, high $879.33, low $856.96, close $856.962026-08-07: open $865.63, high $868.00, low $836.01, close $842.192026-08-10: open $849.04, high $854.93, low $835.86, close $837.582026-08-11: open $850.00, high $864.25, low $842.11, close $843.372026-08-12: open $866.00, high $871.20, low $855.25, close $855.602026-08-13: open $858.50, high $864.11, low $848.37, close $854.602026-08-14: open $854.00, high $870.99, low $850.00, close $856.572026-08-17: open $862.20, high $887.91, low $859.62, close $881.652026-08-18: open $863.29, high $863.92, low $834.81, close $840.872026-08-19: open $845.00, high $848.94, low $805.68, close $816.152026-08-20: open $810.98, high $818.93, low $801.00, close $815.392026-08-21: open $829.52, high $832.00, low $812.34, close $827.902026-08-24: open $822.99, high $825.97, low $804.49, close $811.022026-08-25: open $833.57, high $834.45, low $804.75, close $811.292026-08-26: open $816.20, high $824.62, low $812.26, close $821.932026-08-27: open $827.42, high $832.99, low $807.31, close $817.002026-08-28: open $819.01, high $821.23, low $799.17, close $800.252026-08-31: open $800.00, high $802.90, low $789.05, close $797.472026-09-01: open $788.88, high $790.22, low $774.55, close $779.162026-09-02: open $778.51, high $793.94, low $771.39, close $792.282026-09-03: open $796.90, high $803.92, low $781.49, close $800.142026-09-04: open $802.38, high $821.00, low $801.00, close $813.942026-09-08: open $823.34, high $830.50, low $817.09, close $822.482026-09-09: open $815.68, high $827.96, low $813.50, close $815.562026-09-10: open $809.75, high $811.95, low $797.50, close $805.002026-09-11: open $817.75, high $826.00, low $813.51, close $818.572026-09-14: open $783.05, high $794.56, low $772.86, close $784.002026-09-15: open $789.49, high $791.20, low $776.50, close $783.542026-09-16: open $797.00, high $798.39, low $774.48, close $782.722026-09-17: open $813.95, high $813.95, low $795.00, close $798.572026-09-18: open $800.79, high $809.49, low $799.57, close $808.992026-09-21: open $827.00, high $827.81, low $805.24, close $816.502026-09-22: open $806.06, high $812.46, low $802.61, close $808.012026-09-23: open $803.97, high $816.76, low $798.53, close $812.022026-09-24: open $798.87, high $809.14, low $794.20, close $805.252026-09-25: open $816.34, high $823.00, low $809.05, close $821.582026-09-28: open $821.05, high $827.57, low $808.20, close $819.952026-09-29: open $826.53, high $829.74, low $815.50, close $826.642026-09-30: open $828.50, high $831.95, low $810.07, close $810.792026-10-01: open $810.58, high $833.62, low $802.44, close $826.352026-10-02: open $840.80, high $858.87, low $836.46, close $845.422026-10-05: open $843.17, high $857.85, low $821.77, close $848.142026-10-06: open $853.00, high $876.95, low $851.79, close $863.442026-10-07: open $846.00, high $846.00, low $806.29, close $813.832026-10-08: open $808.70, high $821.91, low $788.89, close $796.182026-10-09: open $796.22, high $804.31, low $791.19, close $800.472026-10-12: open $798.42, high $812.00, low $796.54, close $799.372026-10-13: open $791.00, high $792.70, low $755.31, close $772.782026-10-14: open $761.60, high $770.35, low $742.01, close $748.982026-10-15: open $725.75, high $740.21, low $704.01, close $735.642026-10-16: open $734.36, high $742.98, low $728.69, close $730.762026-10-19: open $739.50, high $740.00, low $718.44, close $725.792026-10-20: open $711.00, high $734.38, low $708.75, close $725.242026-10-21: open $745.00, high $745.00, low $729.88, close $740.212026-10-22: open $721.37, high $722.40, low $695.33, close $704.052026-10-23: open $694.37, high $696.05, low $681.23, close $687.002026-10-26: open $685.41, high $696.22, low $679.50, close $692.132026-10-27: open $703.76, high $716.00, low $699.44, close $713.312026-10-28: open $730.00, high $732.73, low $707.63, close $713.382026-10-29: open $636.33, high $664.47, low $631.01, close $647.392026-10-30: open $627.32, high $637.70, low $616.66, close $622.75Insider purchases / sales · USD$50M$0−$50M2026-08-28: 0 purchases ($0), 14 sales ($26M)Aug 4Aug 26Sep 17Oct 9Oct 30

purchases above zero; sales below. Both use the transaction date and the same dollar scale. Hover, tap, or use arrow keys to inspect a date. Awards, exercises, tax withholding and gifts are excluded.

Dates with prices or insider activity are spaced evenly; empty weekends and holidays are omitted. Prices through Oct 30, 2026. Insider data through Nov 1, 2026. Prices are adjusted for splits; transaction values are reported dollars.

Every transaction

307 transactions from November 1, 2024 to November 1, 2026, newest first. Open-market purchases and sales are coloured; awards, exercises, tax withholding and gifts are grey and not counted.

TradedInsiderRoleTransactionSharesPriceValueHeld afterFiled
Aug 28, 2026Creed Joseph EChief Executive Officeroption exercise44,403$219.76$10M78,958Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officertax withholding12,002$812.98$10M66,956Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale480$800.19$384K66,476Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale540$801.10$433K65,936Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale280$802.10$225K65,656Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale750$803.39$603K64,906Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale520$803.86$418K64,386Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale1,351$805.36$1M63,035Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale3,382$806.31$3M59,653Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale6,135$807.41$5M53,518Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale2,639$808.20$2M50,879Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale2,137$809.08$2M48,742Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale3,041$810.31$2M45,701Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale5,035$811.31$4M40,666Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale1,280$812.09$1M39,386Sep 1, 2026
Aug 28, 2026Creed Joseph EChief Executive Officeropen-market sale4,831$813.72$4M34,555Sep 1, 2026
Jun 10, 2026Wilkins Rayford JRDirectoraward211$0.00—8,416Jun 11, 2026
Jun 10, 2026Schwab Susan CDirectoraward211$0.00—6,197Jun 11, 2026
Jun 10, 2026Reed Debra LDirectoraward211$0.00—13,204Jun 11, 2026
Jun 10, 2026Marks Judith FranDirectoraward211$0.00—1,938Jun 11, 2026
Jun 10, 2026MacLennan DavidDirectoraward211$0.00—8,420Jun 11, 2026
Jun 10, 2026Keene Nazzic SDirectoraward211$0.00—728Jun 11, 2026
Jun 10, 2026Johnson GeraldDirectoraward211$0.00—3,907Jun 11, 2026
Jun 10, 2026Fish James C JrDirectoraward211$0.00—3,687Jun 11, 2026
May 14, 2026Johnson Denise CGroup Presidentoption exercise16,078$196.70$3M65,903May 15, 2026
May 14, 2026Johnson Denise CGroup Presidenttax withholding3,473$910.55$3M62,430May 15, 2026
May 14, 2026Johnson Denise CGroup Presidentopen-market sale1,787$904.70$2M60,643May 15, 2026
May 14, 2026Johnson Denise CGroup Presidentopen-market sale2,259$905.73$2M58,384May 15, 2026
May 14, 2026Johnson Denise CGroup Presidentopen-market sale1,491$906.73$1M56,893May 15, 2026
May 14, 2026Johnson Denise CGroup Presidentopen-market sale1,191$907.98$1M55,702May 15, 2026
May 14, 2026Johnson Denise CGroup Presidentopen-market sale2,302$908.76$2M53,400May 15, 2026
May 14, 2026Johnson Denise CGroup Presidentopen-market sale1,568$909.70$1M51,832May 15, 2026
May 14, 2026Johnson Denise CGroup Presidentopen-market sale402$910.65$366K51,430May 15, 2026
May 14, 2026Johnson Denise CGroup Presidentopen-market sale1,605$911.92$1M49,825May 15, 2026
May 13, 2026Johnson Denise CGroup Presidentoption exercise7,900$196.70$2M57,725May 14, 2026
May 13, 2026Johnson Denise CGroup Presidenttax withholding1,704$911.61$2M56,021May 14, 2026
May 13, 2026Johnson Denise CGroup Presidentopen-market sale3,546$909.46$3M52,475May 14, 2026
May 13, 2026Johnson Denise CGroup Presidentopen-market sale2,650$910.24$2M49,825May 14, 2026
May 13, 2026Schaupp William EChief Accounting Officeropen-market sale360$906.00$326K530May 14, 2026
May 11, 2026Creed Joseph EChief Executive Officertax withholding574$912.03$524K34,507May 12, 2026
May 11, 2026Pambianchi Christine MChief Human Resources Officertax withholding224$912.03$204K3,083May 12, 2026
May 11, 2026Fassino Anthony D.Group Presidentoption exercise21,403$219.76$5M67,444May 12, 2026
May 11, 2026Fassino Anthony D.Group Presidenttax withholding5,120$918.65$5M62,324May 12, 2026
May 11, 2026Fassino Anthony D.Group Presidentopen-market sale15,440$916.75$14M46,884May 12, 2026
May 11, 2026Fassino Anthony D.Group Presidentopen-market sale843$917.73$774K46,041May 12, 2026
May 8, 2026Epley Kyle JosephChief Financial Officeraward515$0.00—17,705May 12, 2026
May 6, 2026De Lange BobGroup Presidentoption exercise28,105$127.60$4M114,134May 7, 2026
May 6, 2026De Lange BobGroup Presidenttax withholding3,883$923.38$4M110,251May 7, 2026
May 6, 2026De Lange BobGroup Presidentopen-market sale14,470$922.55$13M95,781May 7, 2026
May 6, 2026De Lange BobGroup Presidentopen-market sale9,752$923.47$9M86,029May 7, 2026

Who the insiders are

Everyone who reported a transaction since November 1, 2024, by open-market value over twelve months. Shares held are after the insider’s latest directly held transaction.

InsiderRoleLast transactionKindShares heldBought, 12 monthsSold, 12 monthsSales under a plan
De Lange BobGroup PresidentMay 6, 2026option exercise114,134—$79M (9)0 of 9
Fassino Anthony D.Group PresidentMay 11, 2026option exercise67,444—$46M (8)0 of 8
Johnson Denise CGroup PresidentMay 14, 2026option exercise65,903—$44M (18)0 of 18
Creed Joseph EChief Executive OfficerAug 28, 2026option exercise78,958—$28M (19)5 of 19
Bonfield Andrew R JCFO EmeritusMay 6, 2026option exercise64,590—$26M (15)14 of 15
Kaiser JasonGroup PresidentMay 6, 2026gift9,300—$12M (15)14 of 15
Shurman Rodney MichaelGroup PresidentMay 5, 2026option exercise8,185—$8M (4)0 of 4
Schaupp William EChief Accounting OfficerMay 13, 2026open-market sale530—$2M (3)0 of 3
MacLennan DavidDirectorJun 10, 2026award8,420$390K (2)——
Umpleby III Donald JExecutive Chairman, DirectorMar 4, 2026tax withholding464,199———
Owens DerekChief Legal OfficerMar 4, 2026tax withholding8,203———
Fish James C JrDirectorJun 10, 2026award3,687———
Schwab Susan CDirectorJun 10, 2026award6,197———
Johnson GeraldDirectorJun 10, 2026award3,907———
Johnson Cheryl HChief Human Resources OfficerMar 4, 2025tax withholding15,255———
Pambianchi Christine MChief Human Resources OfficerMay 11, 2026tax withholding3,083———
Wilkins Rayford JRDirectorJun 10, 2026award8,416———
Reed Debra LDirectorJun 10, 2026award13,204———
Marks Judith FranDirectorJun 10, 2026award1,938———
Keene Nazzic SDirectorJun 10, 2026award728———
Dickinson Daniel MDirectorDec 5, 2024gift4,728———
Epley Kyle JosephChief Financial OfficerMay 8, 2026award17,705———

Questions

Are Caterpillar insiders buying or selling?

Over the twelve months to November 1, 2026, 8 insiders at Caterpillar sold $244M of stock in the open market, all by officers and directors, and 1 insider bought $390K, all by officers and directors. Net, insiders sold $244M. Only open-market purchases and sales are counted.

Who sold the most Caterpillar stock in the last year?

De Lange Bob (Group President) sold $79M in 9 open-market sales over the twelve months to November 1, 2026.

Do Caterpillar executives sell under 10b5-1 plans?

33 of the 91 open-market sales in the last twelve months (36%) were reported as made under a Rule 10b5-1 trading plan, set up in advance. A sale under a plan is still counted as a sale.

What counts as insider buying here?

Only open-market purchases (Form 4 code P) and sales (code S) by officers, directors and 10% owners. Stock awards, option exercises, shares withheld for tax and gifts are listed in the table but never counted as buying or selling.

More on Caterpillar

From Form 4, 4/A and 5 filings with the SEC. A record of insider transactions, not a recommendation.